- Citigroup (Jersey City, NJ)
- …responsible for performing assessments of Citi's compliance risks; performing independent testing activities ( testing and monitoring ) within the global ... role, you're expected to:** + Developing, implementing, and executing compliance testing , continuous testing , and... reviews and issue validation activities for the Volcker, Swap Dealer, Counterparty Trading & Risk CIA program in… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- SMBC (Jersey City, NJ)
- …Description** The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as new emergent ... risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in...respect to documenting key controls as well as driving monitoring and testing plans. **Qualifications and Skills**… more
- Citigroup (Getzville, NY)
- …Title VII (CFTC/SEC), and Canada. The team is responsible for the NAM Swap /Security-based Swap Trade Reporting, along with the ongoing governance, oversight of ... for overseeing engagement with internal and external stakeholders, including regulators, testing teams, and internal audit, with respect to Citi's global … more
- Cargill (Houston, TX)
- …and Legal, as well as with Regulatory Compliance teams including Testing & Auditing, Business Support Network, Monitoring & Surveillance, and Regulatory ... guidelines relating to commodity swaps and futures trading, and compliance with commodity trading advisor and swap ...and assist in the remediation of operational deficiencies impacting compliance and compliance testing findings.… more
- Generac Power Systems (Waukesha, WI)
- …to find root cause of issues. + Expand in-house tool for ongoing reliability testing operation to track periodic sample swap outs. + Develop a simplified ... to help automate next-generation renewable energy products and IoT device reliability testing . In this role, you will be responsible for designing, developing, and… more
- JPMorgan Chase (New York, NY)
- … testing , and validation procedures to ensure transparency and compliance . Create and maintain documentation for model specifications, calibration methodologies, ... testing results, and deployment procedures to support regulatory and...improve trader-facing applications used in pricing, trading, and risk monitoring . Review and manage overnight batch pricing and risk… more
- SMBC (New York, NY)
- …subsidiary of SMBC. SMBC Capital Markets, Inc. was provisionally registered as a swap dealer with the Commodity Futures Trading Commission on December 31, 2012. Our ... maintains its own middle and back-office functions, including Risk Management, Compliance , Systems, Finance, and Operations. SMBC Capital Markets, Inc Front Office… more
- Sandia National Laboratories (Albuquerque, NM)
- …electronics engineering (RF, analog, digital) within size, weight, and power ( SWaP ) constrained systems. Our special communication systems include highly optimized, ... + Develop design definition documentation, conduct qualification and acceptance testing , and engage in process development, system deployment, and sustainment… more
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