- Crdit Agricole CIB (New York, NY)
- …type Types of Jobs - Compliance / Financial Security Job title ESG/ Advisory (Financial Security) Compliance Officer Contract type Permanent Contract Job ... daily transactions to ensure that all activity is in compliance w/ current BSA/ AML regulatory standards. Evaluate...years Experience Experience Essential: 5+ years of experience in compliance , risk, ESG advisory , or related functions… more
- BNP Paribas (New York, NY)
- Business Overview: The Management of the BNP Paribas has committed to ensure compliance with AML /Embargo & Sanctions rules within the entire Group. In this ... with being Group Financial Security's primary liaison with Local Compliance and Business contacts for (i) advisory ...Local Compliance and Business contacts for (i) advisory purposes with regards to the GFS Sanctions Corpus… more
- Citigroup, Inc. (Hewlett, NY)
- …converting referral leads Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/ AML and other ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- AIG (Houston, TX)
- …and anti-money laundering ( AML ), programs (collectively, "Financial Crime Risks"). The Compliance Officer , Global Financial Crimes Group will also serve an ... The Compliance Officer , Global Financial Crimes Group...of Anticorruption logs and working with Data Analytics and Advisory to review Concur data. * Participate in the… more
- Principal Financial Group (Des Moines, IA)
- …to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead a best-in-class ... **What You'll Do** Are you ready to shape the future of supervision and compliance at one of the most respected financial institutions in the industry? We're seeking… more
- Citigroup (Beverly Hills, CA)
- …paying agent services, a strong network among top law firms, and fluency in AML /KYC protocols critical to deal execution. Deposit pricing acumen and a comfort level ... needs.** **Collaborate closely with internal and external product, operations, compliance , and relationship management teams to deliver seamless end-to-end execution… more
- Forward Air (Dallas, TX)
- …and risk mitigation. Based in Dallas, TX, and reporting to the Chief Ethics & Compliance Officer , you will ensure the implementation of global compliance ... the business. + Report to the Chief Ethics & Compliance Officer and act as a key...+ Expertise in anti-bribery (FCPA and local equivalents), sanctions, AML , fraud prevention, data privacy, and third-party compliance… more
- SMBC (Jersey City, NJ)
- …and enhancement of department processes; and oversight, testing of upgrades to Compliance applications. May include governance, advisory , or QC related tasks. ... + Ensures compliance with all regulatory practices outlined by CPAD ( Compliance Department) BSA/ AML /OFAC and adherence to Bank policies and procedures.… more
- Huntington National Bank (Detroit, MI)
- …& Working Capital Finance provides analytical, portfolio management, underwriting and compliance management support within the Trade & Working Capital division of ... Global Advisory . Primary Job Responsibilities: + Participate in the underwriting,...Job Responsibilities: + Participate in the underwriting, monitoring and compliance management support primarily for receivable monetization- supply chain… more
- Citigroup (Washington, DC)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral leads . Manage… more
Related Job Searches:
AML,
AML Compliance Officer,
Advisory,
Compliance,
Compliance Officer,
Officer