- Flatirons Bank (Boulder, CO)
- …proper minutes are maintained. + Develop, implement, and maintain lending and deposit compliance policies , processes and procedures to ensure compliance ... action, to the identified findings. + Assist the BSA/CFT/OFAC Officer with developing policies , procedures ,...compliance with applicable regulations. + Support the Records Officer with maintaining record retention policies . +… more
- Louisiana Department of State Civil Service (Metairie, LA)
- …Duties and Other Information + Develops, initiates, and revises policies and procedures for the general operation of the Compliance Program. + Manages ... Compliance Officer Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4985923) Apply ...of Louisiana Radiologic Technology licensure law and that all policies and procedures are being followed. The… more
- AON (St. Peter, MN)
- Deputy Risk and Compliance Officer - Captive Insurance, Guernsey Aon Insurance Managers (Guernsey) Ltd. (AIMG) is seeking an experienced Deputy Risk and ... Compliance Officer to join the team. The...Compliance Officer to join the team. The Risk and ...apprised with regulatory updates, identify emerging risks and update policies and procedures where appropriate. + Financial… more
- J&J Family of Companies (Horsham, PA)
- …We are searching for the best talent for a **Senior Manager, Health Care Compliance Officer ** to be located in Horsham, PA. Our expertise in Innovative ... Learn more at https://www.jnj.com/innovative-medicine. **Purpose:** The Senior Manager, Health Care Compliance Officer will be responsible for collaborating with… more
- Zions Bancorporation (Salt Lake City, UT)
- …explain root cause of any regulatory issues or violations of Bank policies / procedures . + Assist in preparing for successful compliance tests, internal audits ... qualified professional for the role of a Fair Lending Compliance Officer to support the Fair Lending...credit, credit reports, lending and underwriting concepts, practices and procedures . + Ability to review and analyze income, assets,… more
- Berkshire Bank (Boston, MA)
- …the asset management compliance and testing programs. Develop and maintain department Policies and Procedures to ensure compliance with internal and ... Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen,... compliance and fraud team meetings. Present revised procedures and policies to corporate committees. +… more
- City National Bank (Studio City, CA)
- *FAIR BANKING COMPLIANCE OFFICER * *WHAT IS THE OPPORTUNITY?* The Fair Banking Compliance Officer is responsible for assessing risks related to unfair, ... clients and their accounts. Once risks are identified, the Compliance Officer collaborates with the line of...or regulatory violations. * Maintain up-to-date knowledge of Bank policies , procedures and industry best practices. *… more
- Veterans Affairs, Veterans Health Administration (Hines, IL)
- …commencement of research project; ensures compliance with necessary programs, policies , and procedures ; identifies, reports, and corrects problems related to ... compliance and training activities for the Research Program. Responsibilities The Research Compliance Officer (RCO) evaluates compliance with Federal and… more
- Equitable (Charlotte, NC)
- …observations and recommendations for improvements to internal controls and policies / procedures . * Planning, testing, and drafting Compliance reports. The ... Chief Compliance Officer ( 250000CZ ) **Primary...federal, state and local level and follow the organization-specific policies and guidelines, affecting business practices. **Securities Laws and… more
- Scotiabank (Houston, TX)
- … Compliance activities such as, but not limited to the development of Compliance Policies & Procedures , performing regulatory horizon scanning and impact ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary...or review of new and existing policies , procedures and guidelines designed to ensure compliance … more
Recent Searches
- Senior Program Manager Reverse (United States)
- solutions engineer strategic sales (United States)
- Site Development Manager (Montana)
Recent Jobs
-
Deputy Sheriff (Entry-Level) - San Francisco Sheriff Department
- City and County of San Francisco (San Francisco, CA)
-
Account Executive-Santa Clarita, San Fernando Valley, North LA
- US Foods (San Fernando, CA)
-
Associate Professor, Biochemistry & Molecular
- UTMB Health (Galveston, TX)