- KeyBank (Brooklyn, OH)
- … with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, ... this role assist in the design and execution of operational risk testing and continuous...Bachelor's degree + Minimum 3 years of banking operations, risk management ( operational and/or compliance ),… more
- Regions Bank (Charlotte, NC)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- JPMorgan Chase (Tampa, FL)
- … and Operations Risk Test Lead in the Compliance Conduct and Operational Risk (CCOR) specialized testing team, you will play a pivotal role ... in enhancing our compliance and operational risk management....governance, making a pivotal impact in our firm's robust risk strategy. **Job Responsibilities** + Conduct comprehensive testing… more
- Charles Schwab (Southlake, TX)
- …+ 3+ years of experience in audit, SOX testing , compliance testing , and enterprise/ operational risk management. + Self-motivated along with the ... the status quo" and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Enterprise and … more
- Banc of California (Los Angeles, CA)
- …and resolution of findings and issues. Performs all routine SOX, operational risk and compliance control testing for Department. Supports with workflows ... TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for assisting with Operational Risk and Compliance functions...Company's Compliance Management Program (CMP). Completes routine compliance testing , risk monitoring and… more
- Citigroup (Irving, TX)
- The SVP Operational Risk Stress Testing manages the execution of stress tests for operational risk . These stress tests including enterprise stress ... and contribute to the model development agenda. The SVP Operational Risk Stress Testing must...advanced risk management practices. + Make independent, risk -based decisions that align with compliance policies… more
- Citigroup (Irving, TX)
- The VP Stress Testing Lead for Operational Risk contributes to the execution, review and interpretation of stress tests for operational risk . These ... current conditions. + Partner closely with Finance regarding the operational risk component of Citi's financial plan...+ On an ongoing basis, assess whether the stress testing results are meeting the business and risk… more
- JPMorgan Chase (Jersey City, NJ)
- …Lead within the Data Analytics team, you will collaborate with functional groups across Compliance , Conduct and Operational Risk (CCOR) to deliver a suite ... analytical solutions to support the effective identification, monitoring and escalation of compliance , conduct and operational risk issues for reporting… more
- Equitable (New York, NY)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- Citigroup (Tampa, FL)
- …these standards **Qualifications** : + Minimum of 3-5 years of experience in operational risk management, compliance , audit, or other control-related ... from activities and processes against conformance with applicable requirements to strengthen risk management quality such as quality testing performed for… more
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