- PrincePerelson & Associates (Salt Lake City, UT)
- …global financial services client seeking motivated early-career professionals to join their Employee Compliance Review team . This role focuses on supporting ... **Employee Trade Coordinator ( Compliance ) - Entry Level** Salt Lake City, UT...in a corporate setting. **What You'll Be Doing:** + Review employee requests to open and maintain personal brokerage… more
- BeOne Medicines (Pennington, NJ)
- …CMOs. **Supervisory Responsibilities:** + Supervises direct reports within the Manufacturing QA and Compliance Team , assists with batch review and release as ... closure dates, and QA objectives, whilst adhering to regulatory compliance and achieving business success. Work to support both...effective day to day running of the QA Manufacturing Team . **Essential Functions of the job:** + Ensures the… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. + Analyzing complex… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communications and applies them accordingly. + Coaches, trains, and mentors less experienced Compliance Specialists. + May serve as a " team lead" for more ... research, and resolve problems. **Essential Duties and Responsibilities** + Conducts review of communications, through the use of various reports and systems.… more
- Robert Half Management Resources (San Francisco, CA)
- Description We are looking for an experienced Sr. Compliance Analyst to join our team on a long-term contract basis. In this role, you will focus on reviewing ... marketing materials to ensure compliance with relevant regulations and standards. This position offers...role is based in San Francisco, California. Responsibilities: * Review and analyze marketing materials to ensure adherence to… more
- Wayfair (Port Wentworth, GA)
- …Security initiatives. + Escalate requested changes and best practices to the Safety Compliance Team for review and standardization. + Anticipate, identify, ... Supervisor Overview The Wayfair Global Safety and Security (GLOSS) team is a multifunctional team that prioritizes...with the Global Safety and Security Business Support and Compliance Teams to support operations in executing Global Safety… more
- Mizuho Corporate Bank (New York, NY)
- Credit Review Americas Division, Vice President About the Team CRAD's mission is to operate as a third line of defense ("3rd LOD") independent from the credit ... across various industry segments. The candidate will assist the Team in completing the annual review plan... plan by conducting independent credit reviews to ensure compliance with Bank policies and procedures as well as… more
- Geisinger (Danville, PA)
- …with human research protocols and provides procedural guidance for regulatory and compliance issues. Provides technical support for Institutional Review Board ... amendments, continuing reviews, determining the level of risk and appropriate review process to ensure compliance with regulatory requirements, institutional… more
- Tidal Basin Group (Santa Fe, NM)
- Team Lead - Claims Review Santa Fe, NM Temporary Experienced Share (https://tidalbasin.applytojob.com/app/share/Uolk6Uk8GZ) THIS IS A TEMPORARY EMPLOYMENT ... of approximately 10 Claims Reviewers and Quality Control Specialists. + Monitor team performance, assign workloads, and ensure compliance with FEMA standards… more
- Banc of California (San Diego, CA)
- …for leading the independent Credit Review function of the Bank. The Credit Review Director ensures the team 's compliance with the Credit Review ... staff have the proficiency required to perform portfolio reviews + Ensures the Credit Review team validates the accuracy and timeliness of asset quality risk… more
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