- TD Bank (Greenville, SC)
- …the following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...Head of Compliance programs with facilitating the Compliance Risk Assessment and manage… more
- MUFG (Irving, TX)
- …**Job Summary:** This position will be responsible for supporting MUFG's financial crimes compliance ("FCC") risk assessment activities globally with an ... the design and execution of MUFG's risk assessment processes with an emphasis on sanctions compliance risk analysis. + Serving as sanctions subject… more
- MUFG (Irving, TX)
- …Summary:** This position will be responsible for supporting MUFG's financial crimes compliance ("FCC") risk assessment and monitoring activities globally. ... global FCC risk management framework. **Major Responsibilities:** Risk Assessment + Supporting the design and...other financial institutions with at least 5-6 years in risk management, preferably in the compliance /FCC space.… more
- Mondelez International (Chicago, IL)
- …for continued development, optimization, and execution of development of the Ethics & Compliance Risk assessment program, including Third Party Risk ... to Anti-Bribery & Restricted Party Screening). + Manage platforms for Ethics & Compliance risk assessment (eg review of risk alerts, optimization of… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk… more
- Guidehouse (New York, NY)
- …banks / financial institutions, ideally Global Systemically Important Banks (GSIBs). + Managed compliance and risk assessment processes for large banks, ... one or more of the following areas: + Operational risk and/or big bank compliance (first or...as RFP response, sales presentations, and/or proposal support. + Risk and Control Self- Assessment (RCSA) experience. +… more
- Guidehouse (New York, NY)
- …+ Risk and controls current state assessments (including process mapping) + Compliance and risk assessment processes (1LOD, 2LOD, Control Management) for ... within financial services or banking technology environments + Operational risk and/or big bank compliance (first or...environments + Operational risk and/or big bank compliance (first or second line of defense) + Banking… more
- Guidehouse (Mclean, VA)
- … risk roles-preferably within financial services or banking technology environments + Compliance and risk assessment processes for large banks, ensuring ... consulting in one or more of the following areas: + Operational risk and/or big bank compliance (first or second line of defense) + Banking regulations, … more
- Guidehouse (Charlotte, NC)
- … and controls current state assessments (including process mapping). + Experience with compliance and risk assessment processes for large banks, ensuring ... one or more of the following areas: + Operational risk and/or big bank compliance (first or...MBA or MA/MS degree in a related field. + Risk and Control Self- Assessment (RCSA) experience. +… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities** +… more
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