- JPMorgan Chase (Columbus, OH)
- …the status quo and striving to be best-in-class. Job Summary As a Compliance Risk Management Senior Officer - Associate in Risk Management and ... Bring your Expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
- JPMorgan Chase (Plano, TX)
- …box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance Conduct and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...+ Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally… more
- First Horizon Bank (Memphis, TN)
- **Description** **Location:** On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's ... or equivalent combination of education and experience 3. Previous experience in risk management, internal audit, compliance , or control testing preferred. 4.… more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- First Horizon Bank (Jonesboro, AR)
- …CCPA, HIPAA). + ** Risk Assessments:** Performs initial and periodic privacy risk assessments and conducts related ongoing compliance monitoring activities in ... (4-year college) degree and 4-6 years of Financial Institution experience required. Risk management and/or compliance background required (2-4 years). Background… more
- HUB International (New York, NY)
- …reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the ... limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ...Wealth** will be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in… more
- AON (St. Peter, MN)
- …: Manage and maintain compliance databases, registers and act in place of Risk and Compliance Officer when needed. Keeping apprised with regulatory ... compliance culture. Assist other department members and provide risk and compliance support to senior...compliance databases, registers and act in place of Risk and Compliance Officer when… more
- Zions Bancorporation (Salt Lake City, UT)
- …You bring the talent; we bring the opportunity. **We are currently seeking a** ** Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth ... Compliance Team.** **Description** A Market, Liquidity, and Wealth Risk & Compliance (MLW) Testing Officer...and verbal). + Ability to present information to regulators, senior management, and/or risk committees in a… more
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