- Metrolink (CA)
- …DISTINGUISHING CHARACTERISTICS This is the entry level in the Contract and Compliance Administrator series . At this level, assignments are generally limited ... PURPOSE OF POSITION The Contract and Compliance Administrator is a procurement officer who assists...list of responsibilities. Administer and monitor contracts to ensure compliance with applicable local, state and federal laws, rules… more
- Usaa (San Antonio, TX)
- …thorough model validation activities and ensuring adherence to written risk and compliance policies and procedures. The role requires strict independence from model ... challenger models through predictive modeling, machine learning, deep learning, time- series modeling/forecasting, stress testing, heuristic models, actuarial models, simulation,… more
- Metrolink (CA)
- PURPOSE OF POSITION The Environmental Compliance and Station Administrator is responsible for ensuring that all Metrolink-owned and operated facilities maintain full ... compliance with applicable environmental regulations, and that all stations...CHARACTERISTICS This classification is not part of a job series . SUPERVISION EXERCISED AND RECEIVED Receives oversight from departmental… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division ... Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand with business/function...and or swap dealer preferred. BA/BS required. JD Preferred. Series 7, 24, 79 a plus. SMBC's employees participate… more
- CN (Homewood, IL)
- …These include train yard tours, intern game-hours, case competitions, speaker series , learning sessions, and opportunities to join intern-led committees. With a ... program successfully develops the leaders of tomorrow! **Intern, Labor Relations & Compliance ** This is a full-time summer internship lasting from May 11, 2026,… more
- Usaa (Tampa, FL)
- …effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelors degree OR 4 ... Technology and ability to deliver training remotely. Current FINRA Series 7 and/or attainment within 90 days of job...of job entry. What sets you apart: Current FINRA Series 7. Current FINRA Series 63 and/or… more
- National Renewable Energy Laboratory (Boulder, CO)
- …for a full-time graduate engineering intern with experience in machine learning, time series forecasting, and solar modeling. This is your chance to be at the ... forecasting. Your deep knowledge of statistical/machine learning, solar forecasting, time series modeling, and inverter analysis will be the driving force behind… more
- Usaa (Plano, TX)
- …effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelors degree OR 4 ... Technology and ability to deliver training remotely. Current FINRA Series 7 and/or attainment within 90 days of job...of job entry. What sets you apart: Current FINRA Series 7. Current FINRA Series 63 and/or… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Office Worker Date: 14 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... adherence to, internal controls and will implement the Group compliance policy by adhering to all relevant processes/procedures, keeping...+ The candidate must already hold active FINRA registrations: Series 7, Series 57, and Series… more
- Usaa (Plano, TX)
- …appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance , provides research and documentation support for use in responding to ... harm employees and members. Partners with Legal, Risk and Compliance on interpretation of CMS (Center for Medicare and...job entry. RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and… more
