- Edward Jones (St. Louis, MO)
- …various Edward Jones products and processes + Previous advertising/communications review, supervisory or compliance risk experience + Current Series 4, 9, 10, 65 ... the volume of applicants. Join a dynamic team of Compliance professionals within the Communication Review and Education (CRE)...Need:** + Bachelor's degree or equivalent experience required + Series 7 and 24 registrations required. + Minimum 3… more
- Truist (Richmond, VA)
- …Bachelor's degree in Finance or Business. + 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 **General Description of ... that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal...with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series… more
- MTA (Long Island City, NY)
- Staff Analyst Series - Paratransit Job ID: 13166 Business Unit: MABSTOA Location: Long Island City, NY, United States Regular/Temporary: Regular Department: NYC ... Authority Date Posted: Oct 8, 2025 Description Job Information Staff Analyst Series (Paratransit) First date of posting: 09/25/2025 Last date of posting: Until… more
- University of Colorado (Aurora, CO)
- …Family Medicine Centerfield Clinic Open Rank - Senior Instructor Series ** **Description** **University of Colorado Anschutz Medical Campus** **Department:** **School ... Medicine Family Medicine - Centerfield Clinic Open Rank - Senior Instructor Series ** **Position #: 00829204 - Requisition #35687:** **Job Summary:** **Examples of… more
- University of Colorado (Aurora, CO)
- **Open Rank Professor Series ** Open Rank Professor Series - 23487 Faculty **Description** **University of Colorado | CU Anschutz Medical Campus** **School of ... Medicine Department of Emergency Medicine** **Open Rank Professor Series ** * Applications are accepted electronically ONLY at www.cu.edu/cu-careers * The University… more
- Actalent (Derry, NH)
- …be responsible for developing and executing test procedures, conducting electrical testing in compliance with the IEC-6100 series of EMC tests, and debugging ... procedures and plans on electronics. + Conduct electrical testing in compliance with IEC-6100 series of EMC tests. + Debug hardware and firmware components. +… more
- Raymond James Financial, Inc. (Savannah, GA)
- …of the branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses extensive knowledge and ... procedures. + Assists Branch Manager with confidential matters and compliance visits and replies. + Assists Branch Manager with...that an exemption or grandfathering cannot be applied. + Series 7, 9 & 10 required. + Series… more
- NANA Regional Corporation (Los Angeles, CA)
- …dispatches, and fault data in GCSS-Army are accurate, timely, and in compliance with Army policy. + Coordinate with AMSA/ECS and other supporting maintenance ... A minimum of eight (8) years' experience working as a Maintenance Manager (91 Series ) or another DoD equivalents. + Must be proficient in GCSS-Army system, Army… more
- Insight Global (Tampa, FL)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -3 years of experience within compliance in a financial environment - Series 7 & 24 ... local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and...personality with the ability to maintain positivity in the workplace -Familiarity with Ad Review - Series 53 & 4… more
- Huntington National Bank (Columbus, OH)
- …at like size or larger organization. + 10+ years of progressively responsible compliance /securities industry experience required. + Series 7 and 24 with the ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
Related Job Searches:
Compliance,
Compliance Series 7,
Financial Compliance Series,
JD Compliance Series 7,
Series