- Equitable (Milwaukee, WI)
- Branch Compliance Analyst (Hybrid) Willing to Obtain Series 24 ( 250000A0 ) **Primary Location** : UNITED STATES-WI-Milwaukee **Organization** : Equitable ... (https://portal.equitable.com/appentry/EDoxRedirect?node\_id=A2023013000001) **Qualifications** **Required Qualifications** + 1 Years experience in Compliance roles + FINRA Series 7, 65… more
- TEKsystems (Fort Mill, SC)
- We are seeking a dedicated and knowledgeable Licensed Compliance Support Representative to join our team. In this role, you will be the first line of contact for ... and licensing processes. You'll play a key role in ensuring compliance and delivering exceptional service in a fast-paced, client-focused environment. Key… more
- Federal Aviation Administration (Duty, AR)
- …Coverage Qualification Standard for General Inspection Investigation Enforcement and Compliance Series , 1801: General Inspection Investigation Enforcement and ... program support and assistance in analyzing and identifying safety compliance issues. As a specialist for investigating, researching, developing,... Compliance Series 1801 To qualify for this position, you must… more
- Federal Aviation Administration (Duty, AR)
- …Coverage Qualification Standard for General Inspection Investigation Enforcement and Compliance Series , 1801: General Inspection Investigation Enforcement and ... Summary The Aviation Safety Program Compliance Specialist represents the ODA Office on a... Compliance Series 1801 To qualify for this position, you must… more
- Arena Investors LP (Jacksonville, FL)
- …a SEC-registered investment adviser (primarily private credit exposure); . Experience with broker-dealer compliance (ideally Series 7 or Series 14 licensed); ... expand the team through the addition of a senior Compliance Officer. In this role, this individual will work...this role, this individual will work closely with the compliance team and have regular interface with staff throughout… more
- Jacobs (Centennial, CO)
- … Compliance Officer II is an intermediate-level position in the Code Compliance Officer Series classification. Employees in this class demonstrate ongoing ... the technical duties necessary to execute the requirements of the City's code compliance programs and can easily manage the routine requirements of the position.… more
- Truist (Richmond, VA)
- …Bachelor's degree in Finance or Business. + 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 + Bilingual **General ... that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal...with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series… more
- Raymond James Financial, Inc. (Memphis, TN)
- …for an important area of responsibility within a function, ensuring compliance with external requirements and integration with the broader functional policy ... Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority...63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
- Leidos (Springfield, VA)
- …+ Familiarity with network accreditation processes (eg, RMF, STIGs, DoD 8500 series compliance ). + Experience in evaluating and recommending new networking ... systems, and application teams to ensure seamless infrastructure integration and compliance with federal and DoD standards. Leads troubleshooting and resolution of… more
- Sony Pictures Entertainment (Los Angeles, CA)
- Production Coordinator - Series Los Angeles, California, United States **SUMMARY:** The Production Coordinator supports the Production Manager and may supervise one ... studio based in Los Angeles, California, creating both feature animation and animated series with artists from around the world. We pride ourselves on empowering… more
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