- First National Bank of Omaha (Omaha, NE)
- …monitoring, testing, and surveillance programs across all operational areas. + Lead compliance training programs and ensure staff understanding of regulatory ... Vice President, Wealth Risk and Operations to lead first-line risk management, compliance oversight, and operational excellence for our Wealth … more
- Deloitte (Chicago, IL)
- …one or more of the following areas - Trade surveillance , communications surveillance , control room / information barriers compliance , or 1 st line ... or supporting systems for either trade surveillance , communications surveillance , control room/information barriers, employee compliance + Strong technical… more
- Scotiabank (New York, NY)
- …standards and internal policies. The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify ... Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness and Bank's… more
- Huntington National Bank (New York, NY)
- …Immediate and concise communication of actual or potential counter-party performance, compliance or facility level credit or operational problems. + Effective ... oversight and active surveillance of assigned facilities, potential or identified deteriorating credit...of potential re-grades when appropriate. Team Development: Expected to lead , motivate, and manage the team members to higher… more
- S&P Global (Boulder, CO)
- …markets, housing finance agencies, and community development finance institutions + Lead and mentor junior analysts in complex analytical matters, providing expert ... to deliver high-quality analysis across your portfolio while ensuring annual surveillance requirements are met and maintaining S&P's quality standards + Foster… more
- US Secret Service (Washington, DC)
- …evaluations of facilities and equipment. Your work in monitoring hazards and ensuring compliance with regulations will help to protect the health and safety of ... quality surveys and personnel air monitoring to determine worker exposure to lead , noise, volatile organic compounds, and other dust, mists, and vapors. Conducting… more