• Senior Compliance Testing Analyst…

    TD Bank (Greenville, SC)
    …may vary depending on availability and individual circumstances.** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
    TD Bank (08/01/25)
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  • Compliance Testing Senior Manager,…

    Scotiabank (New York, NY)
    Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
    Scotiabank (06/06/25)
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  • Director, Compliance - Testing Team…

    TD Bank (New York, NY)
    …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals providing advice,… more
    TD Bank (05/23/25)
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  • Regulatory Compliance Testing

    NatWest Markets (Stamford, CT)
    Regulatory Compliance Testing Associate LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00249215 Our people work differently ... compliance professional to join a global financial institution to conduct Compliance Testing . You will conduct compliance reviews across OTC derivative… more
    NatWest Markets (08/02/25)
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  • Director- Compliance , US Independent…

    American Express (Sunrise, FL)
    …together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing ... and drafting reports. A successful candidate will have audit or compliance testing experience within a large bank and experience conducting control design… more
    American Express (08/08/25)
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  • Risk Compliance Officer II…

    First Horizon Bank (Dallas, TX)
    …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred. +… more
    First Horizon Bank (07/24/25)
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  • Vice President, Compliance - Monitoring…

    TD Bank (New York, NY)
    Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing more
    TD Bank (07/26/25)
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  • Compliance Monitoring & Testing

    SMBC (Jersey City, NJ)
    … deliverables. + Serves as the examiner-in-charge responsible for all facets of compliance testing engagements. + Manages ongoing development and refinement of ... of results within local and Head Office reporting. + Develops annual compliance testing schedules with Compliance management. **Qualifications and Skills** +… more
    SMBC (07/01/25)
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  • Compliance Officer ( Testing

    Byline Bank (Chicago, IL)
    …policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking ... regulations, and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid working knowledge of management… more
    Byline Bank (07/02/25)
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  • Manager, Compliance Second Line…

    Capital One (Plano, TX)
    Manager, Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... and US - Regulation E - Electronic Fund Transfer Act (EFTA). The Compliance Testing Manager oversees transaction testing and control testing for… more
    Capital One (06/14/25)
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