- MUFG (Irving, TX)
- …details. **_Major Responsibilities:_** Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function in performing deep dive ... Engage directly with management with a goal to independently lead end-to-end compliance testing reviews, applying the Bank's testing methodology for MUFG… more
- TD Bank (Greenville, SC)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Testing Team Summary:** **U.S. Compliance Testing ... and is responsible for the execution of independent, risk-based compliance testing to assess the effectiveness of operational procedures and controls related… more
- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please note ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals providing advice,… more
- UMB Bank (Kansas City, MO)
- …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst you will assist the Compliance Testing ... ERISA, and other applicable laws. + Plan, develop and execute compliance testing , including control design and performance reviews and transactional testing… more
- First Horizon Bank (Memphis, TN)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred.… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary** **WORK EXPERIENCE:** + Experience in compliance testing , regulatory examination, audit, or risk management. + Exposure ... to regulatory exams or inquiries. + Experience with Core Compliance requirements such as Ethics, Data Privacy, Information Handling, Records & Information… more
- Intuit (Mountain View, CA)
- …Legal, Compliance & Policy Organization (LCPO) is seeking a Staff Compliance Testing Manager with strong leadership experience working with large teams ... prosper. Come join our amazing team of leaders, learners and world-class compliance professionals. We're a high-performing team that enjoys working together to… more
- Capital One (Mclean, VA)
- Manager, Data Analysis - Compliance Testing Manager, Data Analysis At Capital One, data is at the center of everything we do. When we launched as a startup we ... equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing … more
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