- TD Bank (Portland, ME)
- …the effectiveness of operational procedures and key controls over regulatory compliance . This Compliance Testing Manager role will play a key part in the ... role which is outlined in the general summary below. **Job Summary:** The Compliance Testing Manager is responsible for planning and overseeing independent … more
- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90.000,00 - 167.200,00 _Please note that ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90.000,00 - 167.200,00 _Please note that the Salary Range shown is a guideline only. ... and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance Testing… more
- Capital One (Plano, TX)
- Manager , Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... (URCCAM), and US - Regulation E - Electronic Fund Transfer Act (EFTA). The Compliance Testing Manager oversees transaction testing and control testing… more
- M&T Bank (Clanton, AL)
- …other compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of ... assigned. Nature and Scope: The position works under the direction of the Compliance Testing Manager and is required to exercise independent judgment and… more
- Capital One (Mclean, VA)
- …and providing guidance on remediation + Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or ... Compliance Advisor Manager Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of… more
- Charles Schwab (Lone Tree, CO)
- …the team, as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... testing scopes that include applicable regulatory requirements and adhere to established compliance testing policies & procedures + Conduct compliance … more
- Entergy (Little Rock, AR)
- …will not sponsor candidates for work visas for this position. **Job Segment:** Project Manager , Testing , Compliance , Contract Manager , High Voltage, ... **Job Title:** Project Manager , Senior Staff **Work Place Flexibility:** Hybrid **Legal Entity:** Entergy Services, LLC **Please note:** Authorization to work in the… more
- Lincoln Financial (Denver, CO)
- …#:** 74744 **The Role at a Glance** We are excited to be hiring a ** Manager , Compliance testing team** role in our Retirement Plan Services business ... lieu of Bachelor's) . Working knowledge of retirement plan administration, nondiscrimination testing and 5500's . ASPPA QKA _Nice-to-haves:_ . Working knowledge of… more
- KeyBank (Cleveland, OH)
- …on assignments and in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have a strong understanding of ... , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,...Job Functions** + Lead and manage a team of compliance testing professionals and provide oversight of… more
Recent Jobs
-
ETL Java Developer
- Insight Global (Alpharetta, GA)
-
Sr. Business Intelligence Developer
- ADP (Alpharetta, GA)
-
Technical Support Engineer II
- Dynatrace (Denver, CO)
-
C /Python/Java Developer (Onsite)
- BAE Systems (San Diego, CA)
Related Job Searches:
Compliance,
Compliance Manager,
Compliance Manager Testing Quality,
Compliance Testing,
Manager,
Project Manager Compliance Testing,
Regulatory Compliance Testing Manager,
Senior Manager Compliance Testing,
Testing,
Testing Manager