- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Terumo Medical Corporation (Somerset, NJ)
- Sr. Compliance Manager - Monitoring &...its managed businesses to develop and implement an effective compliance monitoring and testing program in ... wherever we go next!** **_Advancing healthcare with heart_** **Job Summary** The Senior Compliance Manager - Monitoring & Transparency, will support the… more
- CVS Health (Scottsdale, AZ)
- …The Manager , Commercial Compliance COE will be a key member of the Compliance Monitoring team and will lead the execution of assigned compliance ... is responsible for administrative planning and execution of complex and/or concurrent monitoring activities to evaluate compliance in multiple business areas.… more
- Capital One (Plano, TX)
- Manager , Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... Regulation E - Electronic Fund Transfer Act (EFTA). The Compliance Testing Manager oversees transaction...Preferred Qualifications: + 6+ years of financial services consumer compliance monitoring experience, or 6+ years of… more
- Charles Schwab (Lone Tree, CO)
- …the team, as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... Schwab's compliance efforts, and performs an advisory, monitoring , testing , and education role to support...Manager is an individual contributor and will conduct testing to evaluate the effectiveness and adequacy of certain… more
- Citigroup (Tampa, FL)
- **VP, Finance CRO CAO Team - Internal Controls, Monitoring & Testing (Hybrid)** The Finance Chief Risk Office (CRO) team provides risk management oversight of ... to strengthen risk management quality. Support with Control Design Assessments (CDAs), Monitoring Design Assessments (MDAs) and Testing Design Assessments (TDAs)… more
- TD Bank (New York, NY)
- …Program, including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other activities** + ... Compliance Operations and Governance coordinates with the Bank's Compliance Units, Compliance Testing , and...coverage, and creates standards and procedures for the US Compliance Monitoring Program.** **In this position, the… more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... and overseeing the Compliance Monitoring program. + Collaborate with colleagues...MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing… more
- TD Bank (New York, NY)
- …execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing ... Compliance Testers as part of the wider Monitoring and Testing Team. The Director -...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- BMO Financial Group (Chicago, IL)
- …applicable testing programs (operational risk, credit underwriting inputs, and compliance testing ) ensuring consistent, high quality practices/work and the ... The Senior Manager , Commercial Bank Testing is a...controls related to Commercial business processes, underwriting and portfolio monitoring . Leads and manages testing team. Develops… more
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