- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... relationships with key stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance + Develop Testing … more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing ... * You have internal audit, external audit, or controls testing and monitoring experience. * Proven experience...Resources, or related field OR 2 years' experience in compliance , ethics, legal, project management, or related area. **Preferred… more
- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the… more
- Citigroup (Tampa, FL)
- …Quarterly Summaries and the development and enhancement of the Compliance Monitoring Methodologies and Standards for testing , monitoring , and reporting. ... and typologies. + Experience in planning, executing, and reporting on compliance testing and monitoring reviews, and regulatory issue validation activities… more
- Truist (Charlotte, NC)
- …Provide subject matter expertise and thought leadership for the execution of testing and/or compliance monitoring indicators for assigned business ... + Develop and design framework for execution of control monitoring and testing of all risk types...expert to assigned business unit(s) for operational or regulatory compliance control implementation, risk mitigation and effective design of… more
- Truist (Richmond, VA)
- …of America) **Please review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for assigned business ... activities for risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints… more
- Capital One (Plano, TX)
- …School Diploma, GED or equivalent certification** + **At least 3 years of compliance testing , monitoring , quality assurance, or audit experience** ... of business compliance requirements in alignment with team and Independent Compliance Testing Program methodology and procedures.** + **Suggesting changes to… more
- Terumo Medical Corporation (Somerset, NJ)
- …Terumo Americas Holding and its managed businesses to develop and implement an effective compliance monitoring and testing program in accordance with best ... to compliance , including the development and implementation of a monitoring and testing program, managing compliance with all Federal and State… more
- Capital One (Plano, TX)
- …Diploma, GED or equivalent certification + At least 3 years of experience in compliance testing , compliance monitoring , quality assurance, control review ... Principal Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of...Bachelor's degree + 4+ years of financial services consumer compliance monitoring experience OR 4+ years of… more
Related Job Searches:
Compliance,
Compliance Monitoring Testing Associate,
Compliance Testing,
Compliance Testing Manager Monitoring,
Monitoring,
Senior Monitoring Testing Compliance,
Testing