- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance +… more
- Terumo Medical Corporation (Somerset, NJ)
- Sr. Corporate Counsel & Chief Privacy Officer Date: Oct 22, 2025 Req ID: 5109 Location: Somerset, NJ, US, 08873 Company: Terumo Americas Holding, Inc. Department: ... TAH Legal Terumo Medical Corporation (TMC) develops, manufactures, and markets a complete, solutions-based portfolio of high-quality medical devices used in a broad… more
- SMBC (Charlotte, NC)
- …Mitsui Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets /Nikko is a change agent and risk ... to comply with regulations (eg, Swap Dealer recordkeeping, SEC and FINRA WORM compliance , FRB/OCC/FDIC Disaster Recovery testing ). - Prepare and present risk and… more
- HSBC (New York, NY)
- US Chief Risk Officer , Asset Management and Wealth Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker ... Date: 8 Nov 2025 In compliance with applicable laws, HSBC is committed to employing...the planet we all share The US Chief Risk Officer , Asset Management (AM) and Wealth (CRO) is responsible… more
- Banc of California (Santa Ana, CA)
- …banks focused on providing banking and treasury management services to small, middle- market , and venture-backed businesses. Banc of California offers a broad range ... a second "line of defense" role and reports directly to the Chief Risk Officer ("CRO") of the Company to ensure proper independence. The successful CISO will… more
- Banc of California (Santa Ana, CA)
- …banks focused on providing banking and treasury management services to small, middle- market , and venture-backed businesses. Banc of California offers a broad range ... WIN(R) **THE OPPORTUNITY** The VP, Senior Business Continuity Planning Officer role is a key role that is second...changes to business operations occur, or as identified through testing and audits or exams. + Exercises: Plans, conducts,… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Banc of California (Los Angeles, CA)
- …banks focused on providing banking and treasury management services to small, middle- market , and venture-backed businesses. Banc of California offers a broad range ... and agreed-upon scope for diligence in conjunction with the Credit/Investment Officer (diligence may be performed on-site or remotely depending upon transaction… more
- City of Littleton (Littleton, CO)
- …and financial stewardship? Do you have a strong understanding of grant accounting, compliance , and project management? The City of Littleton is seeking a **Grant ... and retaining the best talent and our strategies include **hiring in at market pay** and creating career development opportunities. In addition to your application,… more
- Banc of California (Santa Ana, CA)
- …banks focused on providing banking and treasury management services to small, middle- market , and venture-backed businesses. Banc of California offers a broad range ... financial reporting and accounting policies meet the highest standards of accuracy, compliance and transparency. This role reports directly to the Chief Accounting … more
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