- Fifth Third Bank, NA (Cincinnati, OH)
- …proposing new approaches and methods to accomplishing work. + #LI-GM1 Compliance Officer I - Compliance Testing Programs LOCATION -- Cincinnati, Ohio ... for conducting testing in accordance with the Compliance Testing Standards and Operating Procedures to...senior LOB leadership to communicate the results of testing and any instances of non- compliance along… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... + Assist with developing and executing the annual Compliance Testing plan + Determine scope of...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- NatWest Markets (Stamford, CT)
- …**Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing ... compliance risks and controls within the Swap Dealer testing program. The candidate will be part of an...program. The candidate will be part of an effective Compliance Assurance testing program and will be… more
- Bank of America (Washington, DC)
- Senior Information Security Officer ( Sr . BISO) - Technology Washington, District of Columbia;Chicago, Illinois **Job Description:** The Senior Technology ... will be a member of the Business Information Security Officer 's (BISO) organization and work closely with the line...in support of the bank's wider risk management and compliance programs * Monitors information security trends internal and… more
- Byline Bank (Chicago, IL)
- …and thrive in a supportive, growth-oriented environment, let's connect to discuss this Sr . Compliance Officer opportunity! **Objective of Position** : The ... Sr . Compliance Officer (Complaints) is responsible for overseeing...and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid… more
- County of El Dorado (Placerville, CA)
- Sr . Animal Services Officer Print (https://www.governmentjobs.com/careers/edcgov/jobs/newprint/4756667) Apply Sr . Animal Services Officer Salary ... Click here (https://www.governmentjobs.com/careers/edcgov/classspecs/852415) to view the minimum qualifications for Sr . Animal Services Officer , as well as the… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud responsible ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Leading compliance and control reviews. +… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more
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