- KeyBank (Amherst, NY)
- …this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines.... The ideal candidate has a functional knowledge of wealth management, trust/fiduciary compliance laws and regulations,… more
- First Horizon Bank (Memphis, TN)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred.… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding... Management is monitored on and adheres to. Review compliance testing and perform policy maintenance and… more
- Huntington National Bank (Columbus, OH)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... program functions including implementation of written supervisory procedures, training, testing , information barriers, surveillance and AML compliance with a… more
- First National Bank of Omaha (Fort Collins, CO)
- …trends to position the Wealth division for future success. **Risk Governance and Compliance ** + Serve as a senior risk officer across the Wealth ... our Wealth Division. The ideal candidate will bring proven experience in Wealth risk and compliance , deep knowledge of the regulatory landscape, operational… more
- Customs and Border Protection (Miami, FL)
- …and operational integrity, for border security initiatives by ensuring policy compliance for respective areas. Overseeing measures related to preventing the illegal ... affiliated with the responsibilities aligned under border security ensuring compliance measures in preparation for Self-Inspections, Management Insurance Division… more
- Customs and Border Protection (Glynco, GA)
- …analyzing and assembling/creating policy and procedure documents to demonstrate compliance to training standards and the accreditation process; Overseeing, ... CBP follows the DHS Drug-Free Workplace Plan for drug testing procedures You must have taken the required CBP... procedures You must have taken the required CBP Officer Promotional Assessment component and have a passing Total… more
- Comerica (Farmington Hills, MI)
- Job Description ERM Risk Remediation Officer This position will manage the maintenance and implementation of the Control Testing Standards with a focus on ... business to manage and coordinate the awareness and training for Corporate Testing Standards in line with Comerica's Enterprise Risk Management Framework goals and… more
- Comerica (Charlotte, NC)
- …the line of business and to expand the reach and frequency of control testing . Engages with business leaders and holds them accountable as risk and control owners. ... Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + 10 years of experience...business segments; the Commercial Bank, the Retail Bank, and Wealth Management. Comerica's colleagues focus on relationships, and helping… more
- Capital One (Mclean, VA)
- Principal Risk Specialist - Data, Analytics and Testing Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Tech & Data Risk Management...data scientist, and risk management professionals. They have a wealth of experience and a demonstrated ability to add… more
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