- SMBC (New York, NY)
- …framework to meet the evolving demands of our operations. **Role Objectives** + **Manage Conflicts of Interest ** : Help with the implementation of the SMBC ... Americas framework for managing conflicts of interest , ensuring compliance with regulatory expectations. Maintain policies and procedures and controls to ensure… more
- Sacramento County (Sacramento, CA)
- …are covered by financial disclosure requirements intended to identify potential conflicts of interest . CONCURRENT EMPLOYMENT: No employee may concurrently ... Sheriff's Community Services Officer II Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/4011430) Apply Sheriff's Community Services … more
- Scotiabank (Houston, TX)
- …limited to applicable regulatory requirements, information barriers, business & personal conflicts of interest , cross border, registrations, gifts & ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99.790,00 -...personnel with respect to handling of MNPI and potential conflicts of interest arising from private-side deals,… more
- Sacramento County (Sacramento, CA)
- …are covered by financial disclosure requirements intended to identify potential conflicts of interest . CONCURRENT EMPLOYMENT: No employee may concurrently ... Sheriff's Community Services Officer I Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/4009417) Apply Sheriff's Community Services … more
- Sacramento County (Sacramento, CA)
- …are covered by financial disclosure requirements intended to identify potential conflicts of interest . CONCURRENT EMPLOYMENT: No employee may concurrently ... Deputy Probation Officer *Revised Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/4491195) Apply Deputy Probation Officer *Revised… more
- City National Bank (Los Angeles, CA)
- …The Compliance Analyst will report to a supervisor within the City National Bank enterprise Conflicts of Interest Office. What you will do * Review and decision ... *COMPLIANCE OFFICER * WHAT IS THE OPPORTUNITY? The Compliance Analyst...matter expert in limited areas of compliance related to conflicts of interest . *Must-Have** * Bachelor's Degree… more
- State of Montana (Miles City, MT)
- …or removing youth from a situation or circumstances not in their best interest . Initially, work is performed under the close supervision of a chief probation ... officer or more experienced juvenile probation officer ....and recommends appropriate placements and/or treatments in the best interest of the youth. * Completes timely and accurate… more
- State of Colorado (Denver, CO)
- …or relationships (either personal or professional) that could create the perception of conflicts of interest with their duties at Auraria Campus: Required ... (Auraria) Community Service Officer I Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/4988347) Apply (Auraria) Community Service Officer I… more
- AdventHealth (Altamonte Springs, FL)
- …healthcare compliance including, but not limited to: general compliance, privacy, conflicts of interest , physician contracting, billing/coding, and regulatory ... Altamonte Springs, FL **The role you will contribute:** The Regional Compliance Officer is responsible for the day-to-day operations of the compliance functions and… more
- Berkshire Bank (Boston, MA)
- …requirements. + Understanding of fiduciary responsibilities and appropriate disclosure of conflicts of interest . + Comprehensive understanding of operational ... Berkshire Wealth Management Reports to: Managing Director & Chief Investment Officer , Wealth Management Status: Exempt/ Officer Grade: 12 Salary Range:… more
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