- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight of ... well as Raymond James policies and procedures. The Senior Manager - COI Supervision reports directly to the Director...significant impact. + Maintains and executes enhancements to the Conflicts of Interest systems for the firm. + Ensure… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in ... managing and mitigating conflicts of interest across the firm's global business lines....have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Deloitte (Stamford, CT)
- …in professional services, strengthening our brand, and each other. Independence & Conflicts Network (ICN) - one of R&BP's six pillars Independence is integrity, ... professional skepticism, intellectual honesty, and objectivity - freedom from conflicts of interest. The people of Deloitte must remain...people of Deloitte must remain unbiased and free from conflicts of interest with our audit clients, in fact… more
- Honeywell (Broomfield, CO)
- …you can provide guidance to the execution team and recommendations to the program manager when conflicts arise + Interacting with internal and external customers ... cryogenics, cyber security, and other cutting-edge technologies. As the Controls Systems Manager , you will lead a team of highly skilled software and controls… more
- Honeywell (Plymouth, MN)
- …you can provide guidance to the execution team and recommendations to the program manager when conflicts arise + Interacting with internal and external customers ... to identify future business opportunities **YOU MUST HAVE:** + Bachelor's degree from an accredited institution in a technical discipline such as the sciences, technology, engineering, or mathematics + Minimum 8+ years of technical project leadership… more
- Deloitte (Davenport, IA)
- …Equity Investors (PEIs), and leaders across the Deloitte's businesses and global Independence & Conflicts Network (ICN). As a Manager in the PEI CoE, you will ... part of Deloitte's Enabling Areas function. We are seeking a high-performing Manager who wants to build off their existing experience auditor independence… more
- Bank of America (New York, NY)
- VP / Director - Business Selection & Conflicts Group New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer ... least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/VP Director Business-Selection Conflicts -Group\_25026925) **Job Description:** Bank of America ( www.bankofamerica.com )… more
- Raymond James Financial, Inc. (Southfield, MI)
- …ensure compliance with regulatory requirements and internal policies including potential conflicts of interest. Assess and report on compliance risks, investigate ... address these concerns as well as to resolve any conflicts . + Monitors and keeps up to date with...of Interest and other compliance issues involved with branch manager /FA trading activity. **Skill in:** + Operating standard office… more
- Raymond James Financial, Inc. (Southfield, MI)
- …ensure compliance with regulatory requirements and internal policies, including potential conflicts of interest. Assess and report on compliance risks, investigate ... address these concerns as well as to resolve any conflicts . + Monitors and keeps up to date with...of Interest and other compliance issues involved with branch manager /FA trading activity. **Skill in:** + Operating standard office… more
- Deloitte (Stamford, CT)
- …one of your strengths investigating and researching to find potential issues? Then our Conflicts team is looking for talent like you! Work You'll Do + Search various ... responses received, and independently or in consultation with a manager , follow up and coordinate with LCSPs to obtain...and coordinate with LCSPs to obtain resolution of potential conflicts of interest, and communicate the resolution to the… more
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