- JPMorgan Chase (Charlotte, NC)
- …and optimizing control frameworks. **Job Responsibilities:** + Ensure implementation and oversight of the end-to-end system of controls that mitigates risk ... **Advocacy & Controls Execution** (ACE) organization, with responsibility for the oversight and governance of risks and controls associated with Payments,… more
- Wells Fargo (Irving, TX)
- …function contains the Corporate Controllers division, which includes the Enterprise Controls & Oversight (EC&O) group. The Enterprise COSO testing team is ... controls identified. + Perform the following IT General Control (ITGC) testing in the access to programs and...functions on financial reporting or information technology governance, and controls and oversight matters + Identify compliance… more
- Wells Fargo (Phoenix, AZ)
- …this role** **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) ... at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **Business** **Overview:** The Business Risk Control and Regulatory Oversight Early Talent program… more
- JPMorgan Chase (Columbus, OH)
- …team that supports our customers' needs through innovative solutions. As a Legal Controls Analyst, you will play a crucial role in strengthening our Legal ... Department's control environment. This position offers a unique chance to...and ensuring compliance with industry standards. As a Legal Controls Analyst in the Legal Department, you will be… more
- TD Bank (Fort Lauderdale, FL)
- …of compliance that will cascade throughout the organization. **US COC oversees a corporate oversight compliance risk management program.** The ** Corporate ... audience + Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with enterprise… more
- TD Bank (New York, NY)
- …firm's FCRM program and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate governance, control and risk management ... Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business… more
- TD Bank (Mount Laurel, NJ)
- …+ Consistently exercises discretion in managing correspondence + Leads relationships with corporate and/or control functions to ensure alignment with enterprise ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- Cleveland Clinic (Beachwood, OH)
- …the world. The Export Control Officer is responsible for the maintenance and oversight of the Enterprise Export Control Compliance Program. In this role, you ... cross-functional system designed to ensure compliance with applicable Export Control and Research Security regulations. Using your expertise in business… more
- City National Bank (Rock Hill, SC)
- … assessment teams related to the following control management activities: control identification to match appropriate controls with identified risk exposures ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking,...which includes risk identification and assessment; risk measurement; risk controls ; and risk monitoring and reporting to improve operational… more
- City National Bank (Los Angeles, CA)
- …assigned coverage areas to ensure operational risk exposures associated with known control deficiencies are addressed. This includes providing oversight and ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE...operational risk programs executed by assigned 1LOD business or corporate unit(s), related to Payment Systems, including Risk and… more