- PNC (Houston, TX)
- …have an opportunity to contribute to the company's success. As Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will join PNC's ... remotely, at manager's discretion. As a Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will monitor and test activity related… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring specific individual goals, plans, initiatives are… more
- Scotiabank (New York, NY)
- Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... plans, and initiatives are executed and delivered in support of the Swap Dealer Compliance team's business strategies and objectives. This individual must ensure all… more
- M&T Bank (Clanton, AL)
- …developing and managing a portfolio of auto, boat, and RV dealers/ dealer group(s) with highly complex lending and financial requirements. Establishes/strengths ... relationships with these major large dollar amount dealership/ dealer groups while promoting financial products, services and opportunities intended to improve their… more
- General Motors (Washington, DC)
- **Job Description** The individual Dealer Auditor reviews the administration of General Motors policies and procedures as provided in the Dealer Sales and ... claims must comply with specific rules and policies. The Dealer Auditor completes audits onsite at a dealership location...audit report * Presenting the audit findings to the Dealer , their personnel and GM field personnel * Presenting… more
- Ford Motor Company (Carson City, NV)
- …purchasing experience for our customers. **In this position ** The Global Digital Dealer Tools Experience- Senior Manager will collaborate closely with dealer ... and product management, serving as the subject matter expert (SME) for dealer tools and systems throughout the purchase-to-delivery journey. We seek an analytical,… more
- Charles Schwab (Austin, TX)
- …the efficiency of governance processes, risk management, and internal controls. The Broker- Dealer /Asset Management enterprise team is seeking a Senior Auditor ( ... back office operational functions. Reporting to a Director or Senior Manager in the Broker- Dealer /Asset Management enterprise team, the Senior Auditor will… more
- Vanguard (Malvern, PA)
- …with distributors, advisors, and other intermediaries in the Broker Dealer channel through predominantly electronic and telephone communication (75%) as ... + Generates new relationships and broadens existing relationships in the Broker Dealer channel using a combination of electronic and in-person communication. Seeks… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... in line with below responsibilities: + Provide Compliance Advisory services to broker- dealer business lines. + Complete or assist in completing broker- dealer … more
- Charles Schwab (Lone Tree, CO)
- …optimization across three banks, an off-balance sheet sweep deposit portfolio, and a broker dealer . The Senior Manager will develop strategy and analysis for ... $85 billion in off-balance-sheet brokered deposit agreement notional investments. This Senior Manager individual contributor role will report to the Director,… more
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