- Jobleads-US (Kirkland, WA)
- …retention. Responsible for compliance of Human Resource records with all regulatory agencies (Joint Commission, Department of Health, etc.). Responsible for ... maintaining survey readiness, and functioning as the HR regulatory leader, a member of the Regulatory Compliance Leadership Committee and Joint Commission… more
- Scotiabank (Dallas, TX)
- Associate Director , Legal Counsel , GBM Legal **Requisition ID:** 219710 **Salary Range:** 144,500.00 - 190,995.00 _Please note that the Salary Range shown is a ... a broad range of matters across multiple businesses and operations of the Bank , with a primary focus on commercial contracts, outsourcing and information technology… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Director , Counsel role for Sumitomo Mitsui Banking Corporation will work ... the Cash Management System business with a focus on Bank operations including commercial deposits and funds transfer and...G-SIB. The role will report to the Deputy General Counsel of Americas Division with matrix reporting to practice… more
- Scotiabank (Dallas, TX)
- Associate Director , Legal Counsel , Corporate Banking **Requisition ID:** 238867 **Employee Referral Program - Potential Reward:** $3,500.00 **Salary Range:** ... of matters across multiple businesses and operations of the Bank 's US Global Banking & Markets (GBM) business, with...and to build robust processes for managing legal and regulatory risk. 6. Provides legal assistance in launching and… more
- Scotiabank (Dallas, TX)
- Associate Director , Legal Counsel , Legal and Corporate Affairs **Requisition ID:** 206757 **Salary Range:** 144,500.00 - 190,995.00 _Please note that the Salary ... of matters across multiple businesses and operations of the Bank 's US Global Banking & Markets (GBM) business, with...front office and other internal stakeholders on legal and regulatory matters related to the business. + Independently draft… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... around HR processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely with regional HR… more
- Citigroup (New York, NY)
- … Legal team and will serve as Citi's primary legal adviser on US prudential bank regulatory matters. You will lead a team of regulatory attorneys ... the Federal Reserve, OCC and FDIC. + Advise on the US prudential bank regulatory elements of internal restructurings, reorganizations, and other general… more
- Sallie Mae (Newark, DE)
- …or other highly regulated industry is strongly preferred, including familiarity with bank regulatory frameworks relevant to contracting principles. + Experience ... be eligible to obtain the necessary certification(s) to practice law as in-house counsel . + 5+ Years of experience in private practice and/or as in-house corporate… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... guidance and expertise on regulatory requirements and assisting business...relevant business lines + liaising with Legal and outside counsel , where necessary, to review and prepare responses +… more
- SMBC (New York, NY)
- …from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate the internal ... base (ranging from junior staff to senior management) on the US regulatory requirements for investment advisers. **Role Objectives** + Provide legal, regulatory… more
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