- City National Bank (New York, NY)
- …* Coordinate 2LOD Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient guidance and support during ... *SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST * WHAT...detective controls relating to Entertainment Banking activities (focus on Compliance -related controls) * Coordinate with 1st LOD Testing… more
- Aegon Asset Management (Cedar Rapids, IA)
- …Job Description Responsibilities: + Perform risk-based independent compliance testing for the record-keeping and fiduciary administration affiliates. + ... and staff; gather data, procedures and other documentation necessary for performing assigned compliance testing . + Propose testing scope, review internal… more
- TD Bank (New York, NY)
- …in the US Compliance Operating Framework (COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk ... compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice… more
- TIAA (Redwood City, CA)
- **Trust Acctg Analyst Kaspick** The Trust Accounting Analyst role is responsible for daily and monthly processing within the Trust Accounting and Portfolio ... Duties** + Performs daily and monthly account reconciliations and controls in compliance with internal and external audits. + Contributes to decisions and projects… more
- The County of Los Angeles (Los Angeles, CA)
- SENIOR DISASTER SERVICES ANALYST Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4320334) Apply SENIOR DISASTER SERVICES ANALYST Salary ... program metrics and provides guidance as needed to ensure program compliance . Requirements SELECTION REQUIREMENTS: Three (3) years of highly responsible… more
- BMO Financial Group (Brookfield, WI)
- … compliance program. Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned ... and fostering a strong risk culture. \#ERPMDreamJobs The Governance Analyst supports the AML Governance & Control team by... controls. + Performs and/or effectively challenges monitoring and testing activities to ensure compliance regulatory … more
- NBC Universal (New York, NY)
- …subject to the satisfaction of customary conditions. Position Summary: The Analyst , Financial Wellbeing and Retirement is responsible for supporting the strategic ... company's retirement and financial wellbeing programs. This role ensures plan compliance , drives employee engagement, and delivers insights that enhance the… more
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