- Charles Schwab (Lone Tree, CO)
- …and is responsible for ensuring the accuracy and timeliness of the Company's regulatory financial and risk reports, as well as other performance metrics. ... to both the investing public and federal regulators. The Regulatory Reporting team is looking for a Manager...new products into reporting, and establish data governance and controls . Through this work you will partner with product,… more
- Insight Global (Phoenix, AZ)
- Job Description As a Regulatory Reporting Financial Data Manager you'll be responsible for ensuring the accuracy, completeness, appropriateness and quality ... the Company's data repository which is ultimately utilized in the Company's regulatory reporting. You'll oversee and maintaining a high-quality data repository from… more
- AbbVie (North Chicago, IL)
- …Estimate (LBE) for Regulatory Affairs. The primary function of the Finance Manager is to provide financial leadership to Regulatory Affairs, including ... prepared and delivered to the senior management/VPs. + Provide financial guidance to the Regulatory Affairs leadership...which can be understood by senior management. + Maintain controls to assure the integrity of assets and compliance… more
- ManpowerGroup (Hinsdale, IL)
- …Role** A global organization is seeking a ** Manager of Financial Controls & Compliance** to lead internal control initiatives and ensure SOX compliance ... **Job Title:** Manager , Financial Controls &...and SOX 404 requirements + Ensure timely implementation of control changes in response to regulatory updates… more
- American Express (New York, NY)
- …team within the Global Risk & Compliance organization. **Job Responsibilities** The Senior Manager , Financial Crime Risk & Controls Transformation is ... **Team Description** The newly created first line of defense Financial Crimes Risk & Controls center of...business and products. + Support the maintenance of 1LOD financial crimes governance structures and control mapping… more
- TD Bank (New York, NY)
- …Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight ... risk. This role will liaise with enterprise employee relations and manage the control framework around HR processes for TDS HR to ensure operational effectiveness… more
- Robert Half Finance & Accounting (Chicago, IL)
- …and audit readiness * Support the integration of ESG metrics into financial reporting * Monitor compliance with ESG regulatory reporting requirements ... preferred * Minimum 8 years public accounting experience and/or experience in financial controllership, implementing internal controls , or ESG data governance *… more
- Wayne State University (Detroit, MI)
- Manager , Export Control & Regulatory Compliance, The Division of Research & Innovation Wayne State University is searching for an experienced Manager , ... compliance including financial conflict of interest, stem cell research, export control regulations, et al. Serve as resource person, liaison, and consultant to,… more
- MUFG (Irving, TX)
- …preferred, professional qualification such as Certified Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Regulatory Compliance Manger ... controls and compliance with Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Commodity Futures Trading Commission… more
- Scotiabank (Dallas, TX)
- …of compliance with regulatory and disclosure requirements and business controls . + Supervise and review the annual control walkthroughs, attestation ... Manager , Fraud Governance and Internal Controls ...partners with the Compliance team as it pertains to regulatory library and control updates. + Assist… more
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