• Senior Customer Exit Financial Crime…

    TD Bank (Vienna, VA)
    …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of ... research, guidance, and business oversight to assigned portfolio, business, or function to ensure...portfolio, business, or function to ensure that strong AML/ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent… more
    TD Bank (04/26/25)
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  • Senior Financial Controls

    Wells Fargo (Addison, TX)
    **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst within the Enterprise COSO testing team. The Senior Analyst supports our ... on financial reporting, information technology governance, and controls and oversight matters + Identify compliance... infrastructures + Assign and review the work of Financial Control Analysts + Assist with projects… more
    Wells Fargo (05/07/25)
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  • Head of Fiduciary Controls

    CIBC (New York, NY)
    …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As the Head of Fiduciary Controls and Oversight , you are a fiduciary subject matter ... accounting systems and have experience with operational, administration and control activities of a Trust Bank. Depending upon your...collaborate with the CFO, members of the Fiduciary Administration Oversight Team and other senior members of… more
    CIBC (05/03/25)
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  • Senior Director, Office of Research…

    Georgetown Univerisity (Washington, DC)
    …and a shared dedication to making a difference in the world. Requirements The Senior Director, Office of Research Oversight leads and manages this office that ... to harmonize research administration and compliance across all campuses. The Senior Director leads Georgetown's non- financial research compliance functions along… more
    Georgetown Univerisity (04/16/25)
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  • Senior AML Financial Crime Risk…

    TD Bank (Mount Laurel, NJ)
    …programs, aligning with evolving regulatory expectations and industry best practices. The Senior Financial Crime Risk Analyst role contributes to the development ... Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight team plays a...etc. **Depth & Scope:** + Works independently as the senior analyst / subject matter expert and may coach… more
    TD Bank (05/02/25)
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  • Senior Manager SOX Financial

    Comerica (Dallas, TX)
    Senior Manager of Financial Controls ... control deficiencies, and their impact to internal controls over financial reporting. * Create and deliver ... and the second and third lines of defense. The Senior Manager, Financial Controls is...Assess the appropriateness and completeness of keys risks and controls . * Provide guidance, oversight , and review… more
    Comerica (03/28/25)
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  • SVP; Senior Compliance Advisor; Asset…

    M&T Bank (Clanton, AL)
    …and procedures in responsible area Proven track record in risk and control oversight (including significant experience in identifying regulatory compliance ... environment and provide relevant SME credible challenge, advice, guidance and oversight in strengthening and developing necessary controls . Provide SME… more
    M&T Bank (04/11/25)
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  • Risk & Control Specialist Senior

    PNC (Pittsburgh, PA)
    …an opportunity to contribute to the company's success. As a Sr Risk & Control Specialist within PNC's Enterprise Risk Management organization, you will be based in ... Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** Decision Making and Critical Thinking,… more
    PNC (03/21/25)
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  • Finance Control Oversight IT…

    SMBC (Jersey City, NJ)
    …general controls (ITGC), IT application controls (ITAC), and data control assessment over financial & regulatory reporting. They will also be responsible ... We are seeking an experienced VP for SMBC's Finance Control Oversight ("FCO") - IT Assurance group....organization. + Lead and manage the execution of IT control assessments including testing of IT General Controls more
    SMBC (04/24/25)
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  • Senior SEC Reporting Governance…

    Wells Fargo (Minneapolis, MN)
    …motivated individual with a strong understanding of financial reporting governance and controls to join our Governance and Oversight team as a subject matter ... reporting infrastructure and is a component of the Enterprise Controls & Oversight group that reports to...the company's on-going objective of maintaining an industry leading financial and regulatory reporting control environment and… more
    Wells Fargo (04/25/25)
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