- Zions Bancorporation (Denver, CO)
- …+ Intermediate computer skills including word processing and spreadsheet software. + FINRA Series 79 (or grandfathered Series 7 ), Series 63 will ... but not limited to, level of experience, skills, expertise, location, education, FINRA licenses, and certifications. Benefits: + Medical & Dental Insurance &… more
- PNC (Pittsburgh, PA)
- …be located at the Tower at PNC Plaza. **Job Description** + Licensing requirements: Capital Markets - FINRA Series 7 & 63. PNCI Operations - FINRA ... Series 99 required. PNCI Product - FINRA Series 7 required. In addition, a combination of the following licenses will be required based on the incumbents… more
- Wells Fargo (Naperville, IL)
- …or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 , 9, 10, and 63 examinations (or ... FINRA license(s) is required for ongoing employment in this position. FINRA Series 9 and 10 examinations or equivalent must be completed within 120 days.… more
- Wells Fargo (Davidson, NC)
- …2+ years of leadership experience + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 , 9, 10, and 63 examinations (or ... FINRA license(s) is required for ongoing employment in this position. FINRA Series 9 and 10 examinations, or equivalent must be completed within 120 days.… more
- Wells Fargo (Greensboro, NC)
- …training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and ... **Desired Qualifications:** + 1+ years of leadership experience + Successfully completed FINRA Series 9/10 to qualify for immediate registration (or FINRA … more
- Raymond James Financial, Inc. (NJ)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 and the ability to obtain within ninety ... obtain within 120 days (as required by FINRA ), required (Persons holding Series 6, 7 , 17, 37 or 38 or those who hold principal-level registrations: Series… more
- Wells Fargo (Carmel, CA)
- …training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and ... FINRA license(s) is required for ongoing employment in this position. FINRA Series 65 or 66 examinations or equivalent must be completed within a 90-day… more
- Raymond James Financial, Inc. (New York, NY)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 , Series 57 and Series ... Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority ( FINRA ), Series 57_TD - Securities Trader - Financial Industry… more
- Wells Fargo (Mount Pleasant, SC)
- …Regulatory Authority ( FINRA ) license(s) is required for ongoing employment in this position. FINRA Series 7 and 66 (or 63 and 65) examinations, or ... Securities Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** + FINRA registration including Series 7 and 66 (or FINRA recognized… more
- Wells Fargo (Charlotte, NC)
- …affecting the market. This position requires securities licensing, specifically Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and ... military experience, education + Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63(or 66) examinations (or FINRA… more