• Principal Financial Group (Miami, FL)
    … 6 or equivalent and FINRA Series 63). Preference for FINRA Series 7 & 66. **Successful candidates will have the following:** + Excellent ... communication, presentation, analytical, and interpersonal skills. + Successful history of accomplishments in education, retirement sales, or a related field. + Ability to work both independently and collaboratively. **Salary Range Information** Salary ranges… more
    DirectEmployers Association (10/02/25)
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  • Jackson National Life Insurance Company (Nashville, TN)
    …experience required.** **Experience working in a professional office environment preferred.** ** FINRA SIE, FINRA Series 6 or 7 , FINRA Series ... approximately 5-8 months after being hired.** **Essential Responsibilities** + Obtains SIE, Series 6, 63 and State Life Insurance License registration within 90… more
    DirectEmployers Association (09/04/25)
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  • Jackson National Life Insurance Company (Nashville, TN)
    …services industry experience required.** **2+ years of management experience preferred.** ** FINRA SIE, FINRA Series 6 or 7 , FINRA Series ... Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA . Jackson companies offer an outstanding benefits package including competitive pay,… more
    DirectEmployers Association (10/24/25)
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  • Principal Financial Group (Des Moines, IA)
    …does not require FINRA licensing, further development within this department would require FINRA Series 6 or 7 licensing. + Perform other job-related ... duties or special projects as required. **Who You Are** + High school graduate or equivalent. + Associate / Bachelor's degree with 1+ years of related work experience (financial services industry and/or operations) preferred. + Knowledge of the organization's… more
    DirectEmployers Association (10/09/25)
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  • Jackson National Life Insurance Company (Nashville, TN)
    …group facilitation preferred.** **Previous public speaking experience preferred.** ** FINRA SIE, FINRA Series 6 or 7 required.** **If required ... Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA . Jackson companies offer an outstanding benefits package including competitive pay,… more
    DirectEmployers Association (10/04/25)
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  • Neuberger Berman (New York, NY)
    …of Excel and PowerPoint. + Visio experience a plus. + Bachelor's degree required. + FINRA Series 7 and 66 registrations a plus. \#LI-DD2 \#LI-Hybrid ... Compensation Details The salary range for this role is $115,000-$140,000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting. We may ultimately pay more or less than the posted range, and the… more
    DirectEmployers Association (10/22/25)
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  • Principal Financial Group (Des Moines, IA)
    …at least seven years related experience in the institutional asset management industry + Active FINRA Series 7 and 63 (or 66) + Demonstrated expertise and ... posting will be available beyond the applicable deadline. **Original Posting Date** 10/ 7 /2025 **Most Recently Posted Date** 10/ 7 /2025 LinkedIn Remote Hashtag… more
    DirectEmployers Association (10/08/25)
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  • Principal Financial Group (Indianapolis, IN)
    …6+ years of related industry experience required with a strong preference to RIA experience. + FINRA Series 7 & 63 Licenses _required_ with the ability to ... meet firm standards for registration within applicable jurisdictions. + You'll be required to become a non-registered fingerprint person of PFD and PSI. + Strong oral and written communication skills required. + Ability to represent the company in a… more
    DirectEmployers Association (09/13/25)
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  • NatWest Markets (Stamford, CT)
    …ledger cash adjustments and reconciliation packages. **Requirements:** + Undergraduate Degree required; FINRA Series 99 and/or 7 preferred. + Minimum ... 3+ years' experience in Fixed Income Operations at an investment bank. + Strong understanding of Fixed Income products, collateral management, and reconciliation processing. + Familiarity with US regulatory requirements specific to Broker Dealer Operations. +… more
    DirectEmployers Association (09/04/25)
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  • Principal Financial Group (Chicago, IL)
    …partnering with advisors). + FINRA licensing required including SIE or equivalent, series 7 and 63 + Significant public speaking is required + Proficiency ... is extremely important + Demonstrated product expertise and broad understanding of overall product portfolio required + Knowledge of investment products and financial markets needed + Travel required **Salary Range Information** This position offers a… more
    DirectEmployers Association (10/02/25)
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