- PNC (NC)
- …Retail Organization supporting the Risk , Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. ... and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment. + Leads the… more
- Wells Fargo (Charlotte, NC)
- **2026 Summer Internship, Early Careers - COO Business Risk Control and Regulatory Oversight** **About this role:** Wells Fargo is seeking talent to join the ... Business Risk Control and Regulatory Oversight team under...a financial industry function that collaborates with and influences front - line business groups and functions through assessment… more
- MUFG (New York, NY)
- …details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line ... group. Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment banking, and transaction banking… more
- JPMorgan Chase (Jersey City, NJ)
- …adoption of cutting-edge, cloud-based technologies. As a Principal Architect, within the Regulatory , Controls and Operational Risk Technology group, you provide ... with our organizational goals and technology standards + Guiding both front -end and back-end engineering teams, ensuring alignment with architectural standards and… more
- ChenMed (New Orleans, LA)
- …in for Care Facilitator as needed for scheduled and unscheduled absences. + Cover various Front Desk tasks and duties in line with business needs + Supports the ... we need great people to join our team. The Front Desk Supervisor, functioning under the supervision and guidance...patients are assigned and scheduled + Top 40 and risk score 70+ patients scheduled at least bi-weekly +… more
- TD Bank (New York, NY)
- …in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance, Front Office, RSM teams; and other ... Line supervisors in accordance with Firm policy and regulatory requirements. TD has been growing its US Broker...and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line… more
- KeyBank (NY)
- …Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management group and will be ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk ...is an individual contributor and reports to the Consumer Line of Business Operational Risk Oversight Director.… more
- Capital One (Mclean, VA)
- …mitigate potential risks to Capital One. Risk Managers at Capital One are the front line of defense to ensure our Company remains stable and profitable. ... the spotlight? Are you ready to work on the front line of a top 10 Bank?...and Operational Risk Management ) and 3rd line (ie, Audit/Credit Review) + Lead/support regulatory … more
- Wells Fargo (Charlotte, NC)
- …market data feeds, ensuring low-latency and high-reliability execution, implementing pricing, risk , and analytics models, supporting regulatory and compliance ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- JPMorgan Chase (Tampa, FL)
- … Risk , Controls and Audit teams to provide ongoing compliance advice on regulatory matters and compliance risk . Additionally, you will be expected to engage ... Product and Marketing teams; + Partner with the assigned line of business, Risk , Audit, Legal and...business efforts/projects with regulatory impacts, and integrate regulatory compliance requirements into line of business… more