- Bank of America (Houston, TX)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... Financial Solutions Advisor - Central Houston Area Houston , Texas; Houston ,...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Wells Fargo (The Woodlands, TX)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate registration (or FINRA ... within Wealth Market Growth Strategy functional area **Required Qualifications:** + 7 + years of Wealth Market Growth Strategy experience, or equivalent demonstrated… more
- Equitable (Houston, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... Wealth Management Associate - TX, Austin, Brownville, Dallas, Ft Worth, Houston , Katy, San Antonio & The Woodlands (2603) ( PIN\_32907 ) **Primary Location** :… more
- Citigroup (Houston, TX)
- …policies, + Consistently demonstrates clear and concise written and verbal communication skills + Series 7 and 63 is a plus (not required) **Education:** + ... **Job Family:** Corporate Banking **Time Type:** Full time **Primary Location:** Houston Texas United States **Primary Location Full Time Salary Range:** $165,000.00… more
- Truist (Houston, TX)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... with the relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM system. 8. Establish consistent… more
- JPMorgan Chase (The Woodlands, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- The Hartford (Wayne, PA)
- …economics, finance, sales, or marketing (or equivalent on-the-job experience) + Must be fully licensed ( Series 7 , Series 63) + Must be able and willing to ... travel 80% of the time + A minimum of five years of external wholesaling experience is preferred + The ability to build strong relationships with a proven track record of working effectively as an individual contributor as well as a team player + A confident… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- Thrivent Financial (The Woodlands, TX)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... onboarding program. After onboarding, you'll have control over the income you earn, as you'll be paid through commissions and incentives based on your success. As a Thrivent Financial advisor, you will: + Build a financial practice guiding Christians on their… more
- PNC (Houston, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... PNC's Public Finance organization, you will be based in Houston , Dallas, San Antonio, or Austin, TX. Job Description...Derivatives - SIE, Series 7 and 63 within 120 days… more