- Principal Financial Group (Houston, TX)
- …states in which business will be conducted. **Securities exams and IAR appointment include:** + Series 7 and 63 or equivalent, Series 24, 65 and/or 66 ... as required by applicable state law to become IAR with Principal Securities, Inc. + Refer to Principal Advisor Network Licensing/Exam Policy for the time frame allowed to obtain the required licenses, appointments and pass exams. **Salary Range Information**… more
- Intrua Financial, LLC (Houston, TX)
- …degree required, preferably in Finance, Business, Economics, or related field Ability to obtain Series 7 within 6 months of hire Proficient in Microsoft Excel, ... qualified applicants for the Portfolio Administrator position in the Houston , TX area. This person will be a member...Fidelity, or Schwab 2+ years of relevant Finance/Investment experience Series 7 and 66 license preferred. Any… more
- Intrua Financial, LLC (Houston, TX)
- …it ready for them. Skills and Experience: 2+ years' experience in the Financial Planning field Series 7 & 66, or 65 Licenses CFP a plus Four-year degree or ... a talented professional to hire for the position of Financial Planner , in the Houston , TX area. This position is the perfect fit for someone who enjoys working… more
- Bank of America (Houston, TX)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... Financial Solutions Advisor - Central Houston Area Houston , Texas; Houston ,...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Bank of America (Tomball, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisor - Registration Candidate - Northwest Houston Market Tomball, Texas **To proceed with your...appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Equitable (Fort Worth, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... Wealth Management Associate - TX: Fort Worth, Dallas, Houston , Austin, San Antonio (5146) ( 240000NS ) **Primary Location** : UNITED STATES-TX-Fort Worth **Other… more
- Equitable (Dallas, TX)
- …spirit * Willingness to pursue required industry certifications (State Life & Health, FINRA Series 7 and 66) **What We Offer** * Structured training and ... Associate - Career Transition Opportunity - TEXAS; Austin, Dallas, Fort Worth, Houston , San Antonio (5068) ( 250000KD ) **Primary Location** : UNITED… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- JPMorgan Chase (Humble, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- JPMorgan Chase (Friendswood, TX)
- …Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active FINRA Series ... 9/10 (or equivalent) is required and must be obtained or retained within a 60 day condition of employment + Proven ability to recruit, source and attract internal and external Advisor talent by building and maintaining personal network of contacts + High… more
