- Bank of America (Bellaire, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisor - Registration Candidate - Central Houston Area Houston , Texas; Houston ,...appropriate solutions. + Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (Houston, TX)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... Financial Solutions Advisor - Central Houston Area Houston , Texas; Houston ,...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Wells Fargo (The Woodlands, TX)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate registration (or FINRA ... within Wealth Market Growth Strategy functional area **Required Qualifications:** + 7 + years of Wealth Market Growth Strategy experience, or equivalent demonstrated… more
- Equitable (Fort Worth, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... Wealth Management Associate - TX: Fort Worth, Dallas, Houston , Austin, San Antonio (5146) ( 240000NS ) **Primary Location** : UNITED STATES-TX-Fort Worth **Other… more
- Bank of America (Houston, TX)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... Merrill Financial Solutions Advisor: Houston Texas Market Houston , Texas; Houston , Texas; Beaumont, Texas **To proceed with your application, you must be at… more
- Zions Bancorporation (Irvine, CA)
- …and financial services and the ability to apply that information to current role. + Series 7 , 63, 65 and General Lines Insurance Agent licenses required. + ... to join our team of bank partners located in either Irvine, California or Houston , Texas. At Zions Bancorporation, our Wealth Management Team is supported by a… more
- Truist (Houston, TX)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... with the relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM system. 8. Establish consistent… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- JPMorgan Chase (Humble, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- Aegon Asset Management (TX)
- …experience + Five years of sales experience in the financial services industry + FINRA Series 6 or 7 , and 63 + Outstanding communication and presentation skills ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more