- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates ... AD- or SMBC-level policies; + New business initiatives + Regulatory findings or recommendations; + Audit findings...and procedures to ensure consistency in achieving industry best practices and in minimizing regulatory risk. +… more
- Bank OZK (Little Rock, AR)
- …Bank policies. + Delivers timely high quality audit work and participates in Internal Audit and regulatory issue validation and business monitoring and ... regulations. Performs detailed, timely work to deliver complex high quality, value added Internal Audit reports, which meet the requirements of the Audit… more
- HSBC (New York, NY)
- …ensure controls/procedures are designed effectively and operate robustly such that they meet internal and external audit and regulatory expectations + ... include, but are not limited to, Financial Reporting Risk, Regulatory Reporting Risk, Model Risk, Data Risk and People...Team, senior management in Global Finance, Enterprise Risk Management, Internal Audit , External Auditors and regulators +… more
- Unknown (New York, NY)
- Vice President, Business Audit , Internal Audit About the Company Innovative financial technology (FinTech) company Industry Financial Services Type Public ... automation market data data and analytics solutions derivatives trading regulatory solutions and corporate treasury Business Classifications B2B Marketplace...The Company is in search of a VP, Business Audit , Internal Audit to join… more
- embecta (Parsippany, NJ)
- …peers to stay abreast of emerging trends, regulatory changes, and innovative practices . + Proactively shape internal audit strategies and procedures to ... of our diverse and global employees. The **Head of Internal Audit ** is a key member of...within the organization. The individual will champion innovation in audit practices , including the use of data… more
- Unknown (New York, NY)
- …management to enhance the internal control environment and to ensure that the audit work aligns with industry best practices and regulatory requirements. ... Vice President of Internal Audit About the Company Globally-recognized banking institution Industry Banking Type Privately Held About the Role The Company is… more
- Tradeweb (New York, NY)
- …https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP, Business Audit , Internal Audit to take on ... a key role within Tradeweb's growing Internal Audit Department. This role will report...+ Collaborate with the Technology, Data Analytics and Professional Practices audit teams to develop and run… more
- Unknown (New York, NY)
- …any identified weaknesses. Applicants for this role at the company should be well-versed in internal audit practices and have a strong understanding of risk ... Associate Vice President and Vice President, Internal Audit About the Company Respected...and recommend improvements. Additionally, the role involves assisting in regulatory exams and promoting the use of integrated auditing… more
- Unknown (El Monte, CA)
- …the Role The Company is seeking a VP, Senior Manager for Professional Practices Audit . The successful candidate will be responsible for managing professional ... Vice President, Professional Practices Senior Audit Manager About the...optimizing audit processes, and partnering with the internal audit management team to identify opportunities… more
- Unknown (New York, NY)
- Associate Vice President, Technology Audit , Internal Audit About the Company Innovative financial technology (FinTech) company Industry Financial Services ... automation market data data and analytics solutions derivatives trading regulatory solutions and corporate treasury Business Classifications B2B Marketplace...The Company is in search of an AVP, Technology Audit , Internal Audit to join… more
