- Truist (Nashville, TN)
- …serve as first escalation point 3. Work closely with the Wealth Advisory Group Support leader to regularly review, establish, and communicate differentiated goals ... and behavior to established goals; providing concrete examples to support ratings ; seeking feedback from stakeholders 5. Ensure compliance with internal controls,… more
- Citigroup (Getzville, NY)
- …stress testing. ICM coordinates with credit management groups across Markets as well as Banking , Capital Markets and Advisory (BCMA) to ensure full alignment on ... and controlling counterparty risk for Funds, covering Asset Management Companies, Investment Advisors as Agent, and Pension Funds. ICM CCR Funds Underwriting… more
- Citigroup (Getzville, NY)
- …stress testing. ICM coordinates with credit management groups across Markets as well as Banking , Capital Markets and Advisory (BCMA) to ensure full alignment on ... and controlling counterparty risk for Funds, covering Asset Management Companies, Investment Advisors as Agent, and Pension Funds. **Key Responsibilities:** + Assess… more
- Access Dubuque (Dubuque, IA)
- …member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company┬" (NMWMC) ( Investment Advisory Services), a federal savings bank. NM and its ... activity and AUM with account activity and AUM of investment advisory account of NMIS' affiliate Northwestern..._InvestmentNews_ , April 2024. 5 Among US life insurers. Ratings are for The Northwestern Mutual Life Insurance Company… more
- Thrivent Financial (Newbury Park, CA)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check… more
- Thrivent Financial (Atlanta, GA)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check… more
- Thrivent Financial (Coeur D'Alene, ID)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check… more
- Thrivent Financial (Montgomeryville, PA)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check… more
- Thrivent Financial (Richlands, VA)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check… more
- Thrivent Financial (Chicago, IL)
- …marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and ... professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check… more