- US Bank (Glendora, CA)
- …Regulatory Administration group supports fund clients through preparation of registered investment company regulatory filings, fund governance documents, and ... resolutions, agreements, policies and procedures and other materials for investment company board meetings and preparing related...County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance… more
- JPMorgan Chase (New York, NY)
- Are you an experienced attorney with a passion for investment ... investment management firm. + Expertise in the Investment Company Act of 1940. ... in the United States, offering a full array of investment products. Be part of a team that values...a significant impact in the financial industry. As an Attorney in the JPMorgan Asset Management legal team, you… more
- JPMorgan Chase (San Francisco, CA)
- …motivated, and collaborative lawyers. As a Private Bank Front Office Legal Attorney - Vice President, Assistant General Counsel within our Private Bank Legal ... in and fostering a diverse, inclusive, supportive and respectful work environment. + Attorney must be licensed to practice law and a member in good standing… more
- Robert Half Legal (Los Angeles, CA)
- …partner and others have been promoted to more senior associate roles. The ideal attorney will have: + 5+ years of trust and probate litigation experience + ... to permanently work hybrid or 100% remotely from anywhere in California (this attorney must be able to attend future in-person court hearings or depositions) +… more
- JPMorgan Chase (Chicago, IL)
- …legal services to operationally intensive businesses + Familiarity with the US securities laws, Investment Company Act of 1940, Investment Advisers ... Lending, Collateral Management and American Depositary Receipts, within the firm's Commercial & Investment Bank. You would be a good candidate for this role if you… more
- Robert Half Legal (Alameda, CA)
- Description We are seeking an attorney with federal litigation experience to join a congenial remote firm. The successful candidate will be responsible for a variety ... forms. * Handle matters related to the Affordable Care Act , Pension Protection Act , and American Rescue...guidance, implementing necessary changes to ensure compliance. * Manage investment contracts and QDROs, providing legal advice as needed.… more
- Bank of America (New York, NY)
- …Experience and knowledge of securities and OTC derivatives laws/rules (including 1933 Act , 1934 Act , Investment Company Act , Investment Advisers ... Attorney -Equity Derivatives New York, New York **Job Description:**...Familiarity with the US bank regulatory structure (Bank Holding Company Act , National Bank Act … more
- JPMorgan Chase (Chicago, IL)
- …at a leading financial institution. As an Artificial Intelligence and Technology Attorney - Vice President, Assistant General Counsel within our Corporate Legal ... an ambitious technology agenda. In this role, you will act as a subject matter expert on the legal...+ 5 years minimum of experience as a technology attorney in a law firm or in-house role. +… more
- T. Rowe Price (Owings Mills, MD)
- …legal advice based on experience and research of mutual funds and ETFs, the Investment Advisers/ Company Act of 1940, and related regulations and practices ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...to create real impact at work and in your community . Y ou'll enjoy resources to support your career… more
- Harding Loevner LP (Bridgewater, NJ)
- …the Harding, Loevner Funds, Inc., an investment company registered under the Investment Company Act of 1940; Harding Loevner Funds plc, an Irish ... Harding Loevner is looking to hire an attorney to serve as Counsel. The individual will...experience in one or more of the following: the Investment Company Act of 1940,… more
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