- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer III, Investment Compliance State Teachers' Retirement System JC-501517 - Investment Officer III, Investment ... to work as an Investment Officer III (IO III) on the Investment Compliance team. CalSTRS Investment Performance & Compliance team is comprised… more
- Aflac (New York, NY)
- 2026 Summer Global Investments Intern- Investment Compliance The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global ... Program Overview + The summer internship is anintensive 10-week virtual programwithin the Investment Compliance team, a team responsible for working with teams… more
- Robert Half Finance & Accounting (Fort Worth, TX)
- Description We are looking for an experienced Investment Analyst specializing in compliance to join our team in Fort Worth, Texas. exciting Opportunity: ... Investment Analyst - Compliance at our leading investment firm in Fort Worth, Texas! Leverage your investment firm experience in this dynamic hybrid role,… more
- City National Bank (New York, NY)
- …* For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $99,000 to ... * COMPLIANCE OFFICER SENIOR- INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory… more
- Deloitte (Detroit, MI)
- …team, you will: + Maintain and develop strong client relationships on various investment compliance and consulting engagements within the insurance and financial ... be part of a group that sets the standard for investment management tax technology and provides tax compliance and consulting services to a variety of clients in… more
- Equitable (New York, NY)
- …Oversee ALM implementation, collaborating with stakeholders to guarantee strategic alignment. + ** Investment Policy & Compliance ** : Create and maintain ... investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy adherence, aiming for zero violations of … more
- State of Michigan (East Lansing, MI)
- …with specific contract terms, with a high level of knowledge of all investment performance, compliance and legal requirements. Our culture is driven by ... Treasury Investment Specialist 13-15 Print (https://www.governmentjobs.com/careers/michigan/jobs/newprint/5176649) Apply Treasury Investment Specialist 13-15… more
- Tompkins Community Bank (Plymouth Meeting, PA)
- …& Management of the Investment Program - Oversee the multi-billion-dollar TFA investment portfolio. Ensure compliance with TFA's Investment Policy and ... + Investment Program Management + Administer and manage TFA's multi-billion-dollar investment portfolio. + Ensure compliance with investment policies and… more
- Truist (New York, NY)
- …SunTrust Advisory Services, and relevant regulatory policies and procedures. Work with Investment Managers and compliance to monitor client portfolios relative ... of America) **Please review the following job description:** The Investment Analyst (IA) is responsible for working with ...Investment Analyst (IA) is responsible for working with Investment Managers and the Investment Advisory Group… more
- Truist (Atlanta, GA)
- …9. Assist with special projects for the Investment Managers. 10. Assist Investment Analyst with compliance exception items. 11. Assist with special projects ... Provides in-office client and advisor support interfacing with our affluent Investment clients and Centers of Influence. Provide essential Investment … more
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