- State of Maryland (Baltimore, MD)
- …members and more than 175,000 retirees and beneficiaries. The Agency is seeking an investment compliance professional to serve as Senior Compliance Analyst ... Purpose of Job Ensures that the integrity of the established investment compliance framework is maintained, policies and procedures are implemented as intended,… more
- Tesla Motors (Fremont, CA)
- …fixed income investment activities, including transaction operations, investment analytics, security valuations, performance reporting, compliance , and ... of common sense, practicality, and adaptability. Responsibilities Leading fixed income investment transaction operations, investment analytics, compliance ,… more
- Crestline Investors, Inc. (Fort Worth, TX)
- …of CL Life and Annuity Insurance Company. This role involves maintaining investment records, preparing financial statements, and ensuring compliance with ... Financial Reporting: Prepare monthly GAAP and Statutory financial reporting for investment portfolio in compliance with legal and regulatory requirements.… more
- CUNA Mutual Group (Madison, WI)
- …and recognition Job Purpose: This position works closely with Legal, Tax, Compliance , Investment Accounting and TruStage Capital Advisors Cash Management and ... Administration - Private Structured Investments Work closely with legal, tax, compliance , investment accounting, cash management, and investment … more
- JPMorgan Chase & Co. (New York, NY)
- …risk profiles of funds and portfolios, innovate risk oversight processes, ensuring compliance with investment , liquidity, and counterparty risk policies, and ... risk profiles of funds and portfolios. Innovate risk oversight processes, ensuring compliance with investment , liquidity, and counterparty risk policies. Conduct… more
- State Street Corporation (Boston, MA)
- …updates, and regulatory developments. Collaborate with senior leaders across Legal, Compliance , Product, Investment Management, Operations, Risk and third ... State Street Investment Management (State Street IM) is the fourth...preferred. 10+ years of experience in asset management, legal, compliance , or fund governance roles. Demonstrated experience working within… more
- SDL Search Partners (Boston, MA)
- …ADV Review and updating compliance policies and procedures Assisting with investment compliance Review and approving of marketing materials Identify and ... About the job Compliance Manager A Top Asset Management firm is...fixed income and alternative funds and accounts, including complex investment strategies Reporting of beneficial ownership in an accurate… more
- Goldman Sachs, Inc. (New York, NY)
- …compliance engineering strategy, risk management, and key performance indicators. Investment memos: Working with Compliance Engineering managers, produce ... which are presented to Engineering leadership to approve the engineering investment strategies Compliance Engineering internal communications: Manage scheduling… more
- Larson Maddox (Chicago, IL)
- …external audits, including annual and regulatory reviews. Provide expert advice on investment -related compliance issues and respond to inquiries involving FINRA ... firm in Chicago is looking to hire a Senior Compliance Officer. In this key role, you will help... experience in the financial services or trading industry; investment advisor experience preferred Knowledge of the 1933 &… more
- Publicis Groupe Holdings BV (New York, NY)
- …all client dollars in the marketplace and maintain accurate financial documentation. Investment Safety: Coordinate crisis and compliance management in response ... and to do it all with #phmlove. Overview The Investment Lead oversees and executes all client investment... Investment Lead oversees and executes all client investment activities, including both Investment Marketplace and… more
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