- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: ... Certifications a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working knowledge of Portfolio Management /… more
- KeyBank (Brooklyn, OH)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Investment Risk Compliance Manager plays a critical role in independently measuring, ... risk profiles. + Enhance and innovate risk oversight processes to ensure compliance with investment , liquidity, and counterparty risk policies. + Perform… more
- Iowa Department of Administrative Services (Des Moines, IA)
- …fee calculations to ensure compliance with agreed terms. + Advise on compliance mattersduring investment manager contract negotiations. + Conduct ... Investment Officer - Complianceto play a critical role in overseeing investment compliance within ourRisk Management and Compliance Division. As an… more
- T. Rowe Price (Baltimore, MD)
- …data changes on the rule library and manages projects assigned by the Lead Manager and/or the Investment Compliance management team. Responsibilities + ... difference in ways that matter to you . About this Position Investment Compliance is a dedicated function supporting global asset management processes by… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... President will assist in the management of the firms compliance program supporting all corporate investment banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Dunham & Associates Investment Counsel, Inc. (Reno, NV)
- …and partners closely with Trust Officers and Associates, Business Development, Compliance , and Operations teams. Key Responsibilities Client Investment ... Investment Counsel (DAIC) quarterly asset allocation meetings and manager monitoring. Operational Oversight + Supervise onboarding of client investment… more
- Truist (Tampa, FL)
- …(United States of America) **Please review the following job description:** The Reserve Investment Manager 2 (IM) is responsible for partnering with Wealth ... 7 years investment experience, which should include experience as an investment advisor, portfolio manager , or other investment -related activities with… more
- Atria Wealth Solutions (Dublin, CA)
- …with CUSO Financial Services, L. P. (CFS) Patelco Credit Union is seeking a Manager , Investment Services Program in the Dublin, CA areas. About Patelco Credit ... for the Investment Team. + Manage member complaints/errors (with CFS Compliance ) to promote member experience and minimize credit union liability. + Ensure that… more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** **THE ROLE** The Portfolio Manager -Lead within the Quantitative Investment Group will lead the design, ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
- NBT Bank (Syracuse, NY)
- …but not required + Graduate of Accredited Trust School, with Accredited Fiduciary Investment Manager (AFIM) or similar designation + 5 Years experience in ... of the department to ensure that they are in compliance . + 10% Serves on the department's Investment Policy Committee and the Bank's Retirement Plan Committee. +… more
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