- T. Rowe Price (Baltimore, MD)
- …contributing to the growth of our operations . Role Summary The Investment Compliance Officer identifies, interprets, and programs restrictions into the ... This growth-oriented role involves consulting with and providing information to investment personnel, attorneys, client operations managers and other internal… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production, ... performance composites, and maintaining data integrity across reporting systems. The Investment Officer will also collaborate across departments to support… more
- Dunham & Associates Investment Counsel, Inc. (Reno, NV)
- TRUST INVESTMENT OFFICER Dunham Trust Company (DTC) provides comprehensive trust and fiduciary services including custodial accounts, wealth management, and ... with additional offices in Las Vegas, Wyoming, and Colorado. Position Summary The Trust Investment Officer (TIO) plays a critical role within Dunham Trust's … more
- City National Bank (Los Angeles, CA)
- …Investment Advisory Program accounts and work directly with clients, Financial Advisors, CNS Investment Operations and CNB Trust Operations to open, fund, ... * INVESTMENT RELATIONSHIP OFFICER * WHAT IS THE OPPORTUNITY? Assist Financial Advisors by providing day to day client support and operational service on all CNS … more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US ... maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation...of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program… more
- NBT Bank (Syracuse, NY)
- …accounts and accounts of a more complex nature within the Trust & Investment Department and assisting in business development. Insures that personnel of the ... in the areas of stocks and bonds. Maintains a working knowledge of investment policies, and keeps administrators informed of changes. Reviews all accounts on an… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …markets and products. * Principles of estate planning, trusts and securities industry operations . * Various security types. * Investment management concepts as ... obtained through experience, specialized training and/or certification to manage prudent investment of fiduciary and other discretionary assets held in Trust… more
- Truist (Norfolk, VA)
- …& Health Insurance licenses 2. Sound working knowledge of holistic banking/ investment platforms, products, services, operations , and systems **General ... Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be… more
- National Association of Insurance Commissioners (Kansas City, MO)
- **Job Description:** The Chief Financial Officer (CFO) is a member of the Senior Leadership Team and reports to the CEO of the Association. This position is ... and/or expense) and another $10-15 million in capital spending with the Chief Executive Officer (CEO) and Chief Strategy Officer in accordance with the goals and… more
- Berkshire Bank (Boston, MA)
- …Management Department: Berkshire Wealth Management Reports to: Managing Director & Chief Investment Officer , Wealth Management Status: Exempt/ Officer Grade: ... of the Wealth Management (Trust department) business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible… more
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