- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Investment Solutions team within Wealth and Investment Management ... Compliance to focus on SEC Registered Investment Advisory Programs...and verbal communication skills. + Demonstrated ability to help lead working group activities. + Strong knowledge of overseeing… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In ... credibly challenge the reporting, escalation and timely remediation of compliance -related issues, deficiencies, or regulatory matters. + Direct the implementation… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- L3Harris (Rochester, NY)
- …domains in the interest of national security. Job Title: Lead , Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...reduce risk to the company. + Leadership and Culture: Lead by example, fostering a culture of integrity, accountability,… more
- University of Rochester (Rochester, NY)
- …Laboratory for Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's ... and DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing, implementing, and… more
- AdventHealth (Altamonte Springs, FL)
- …facilities as assigned, with oversight from, and reporting to, the Designated Division Compliance Officer . Lead the day-to-day operations of the corporate ... : Altamonte Springs, FL **The role you will contribute:** The Regional Compliance Officer is responsible for the day-to-day operations of the compliance … more
- Huntington National Bank (Columbus, OH)
- …and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
- SMBC (Jersey City, NJ)
- …across the operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible ... portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the … more
- FirstBank PR (San Juan, PR)
- …administrative support for corporate projects, regulatory compliance implementations. . Lead the Compliance Officer 's team to accomplish departmental ... COMPLIANCE ASSISTANT MANAGER REGULATORY COMPLIANCE DEPT FIRSTBANK PR Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our… more
Recent Jobs
-
Planning SPA
- Capgemini (Boise, ID)
-
Custodian - Main Campus
- Georgetown Univerisity (Washington, DC)
-
Executive Assistant to CEO
- Envista Holdings Corporation (Brea, CA)
Related Job Searches:
Compliance,
Compliance Lead,
Compliance Officer,
Lead,
Lead Compliance Officer Conduct,
Lead Compliance Officer Credit,
Lead Compliance Officer Regulatory,
Lead Compliance Officer Strategy,
Officer,
Senior Lead Compliance Officer