- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team in managing and delivering employee ... violation handling, and the development of scalable tools and educational resources. About Conduct Risk and Enterprise Compliance Operations (CR & ECO): CR &… more
- Tufts Medicine (Boston, MA)
- …and visitors, as well as the security of hospital assets and information. Conduct proactive patrols of all hospital buildings and grounds to prevent fire, theft, ... assigned staff. If licensed as a Special State Police Officer , provide enforcement of the Criminal Laws of the...list. Other duties and responsibilities may be assigned. 1. Lead a team of officers and staff in both… more
- Oregon State University (Corvallis, OR)
- …Admin (AGA) Position Title Administrator 3-Faclt/Ops Job Title Regulatory and Safety Compliance Officer & Corvallis Farm Unit Director Appointment Type ... Job Summary The College of Agricultrual Sciences is seeking a Regulatory and Safety Compliance Officer & Corvallis Farm Unit Director. This is a full-time (1.00… more
- Citigroup (Jacksonville, FL)
- …the sectors and functions. **Overview of the Role:** We're looking for a ** Lead Information Security Officer ** to join Citi's expanding Wealth cybersecurity team ... and build the future of secure software.The Lead Information Security Officer will be responsible...assess and mitigate risks, manage security incidents, and ensure compliance with security policies, standards, and regulations mandated by… more
- AdventHealth (Altamonte Springs, FL)
- …facilities as assigned, with oversight from, and reporting to, the Designated Division Compliance Officer . Lead the day-to-day operations of the corporate ... Springs, FL **The role you will contribute:** The Regional Compliance Officer is responsible for the day-to-day...the Region and adherence to state and federal laws. Conduct on-going risk assessment and monitoring of regional activities… more
- Iowa Department of Administrative Services (Des Moines, IA)
- …+ Advise on compliance mattersduring investment manager contract negotiations. + Conduct compliance reviewsand report findings to key stakeholders. + Stay ... Retirement Investment Officer - Compliance Print (https://www.governmentjobs.com/careers/iowa/jobs/newprint/5021399) Apply...Ensure policy adherenceby both Board members and staff. + Lead training effortsand serve as a compliance … more
- Wells Fargo (Wilmington, DE)
- Senior Lead Credit Risk Officer (Req. #001981) Wilmington,DE At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. ... The team focuses on several key risk types, including conduct , credit, financial crimes, information security, interest rate, liquidity,...the company. Wells Fargo Bank NA seeks a Senior Lead Credit Risk Officer in Wilmington, Delaware.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business...the RJF Compliance Senior Leadership Team, shaping compliance strategy and direction. + Lead the… more
- Vanguard (Malvern, PA)
- …compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard ... + Leadership and Strategy: Develop and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a team of … more
- City of New York (New York, NY)
- … team. The selected candidate will report to an Assistant Agency Chief Contracting Officer , and lead a team of six contract managers, procurement analysts and ... MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...areas within the agency to ensure procurements are in compliance with, Local Law 63 and Local Law 1,… more
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