- BMO Financial Group (Chicago, IL)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... and procedures for outcome and oversight testing and may lead and review other testers in the execution of...and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The Senior Cyber Regulatory Officer will lead a team to provide strategic ... the United States (CFIUS). + Lead NYDFS regulatory exercise including evidence gathering, development of compliance... guidance. + In partnership, with Legal and Privacy Officer , monitor changes in the global, federal, and state… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Investment Solutions team within Wealth and Investment Management ... trading activities for discretionary accounts to help ensure adequately designed for regulatory compliance . + Provide oversight and monitoring of business group… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program… more
- Corewell Health (Grand Rapids, MI)
- …finance and Human Resources functions . The SVP, Chief Compliance & Privacy Officer will also lead and coordinate with other key stakeholders the System's ... to management and board governance, offering guidance and practical solutions to complex regulatory compliance challenges . As Corewell Health's Chief Privacy … more
- L3Harris (Rochester, NY)
- …domains in the interest of national security. Job Title: Lead , Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk… more
- KeyBank (Brooklyn, OH)
- …superior service directly for bank clients while maintaining risk management, compliance with bank policies and regulatory requirements, internal procedures ... REQUIRED** Commercial real estate seminars on targeted lending and equity programs ** LEAD SERVICE OFFICER :** **JOB BRIEF (PURPOSE)** Responsible for all… more
- Byline Bank (Chicago, IL)
- …relevant certification (eg, CRCM, CAMS) a plus. + 7+ years of experience in regulatory compliance , risk management, or regulatory relations within the ... cross-functional projects in a dynamic financial environment. **Duties and Responsibilities:** ** Regulatory Exam Coordination:** + Serve as the lead coordinator… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... (Trust department) business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding and advising on… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
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