- SMBC (New York, NY)
- …conduct incidents, events, and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to ... + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- Kelly Services (Burlington, NJ)
- **Position:** Lead Compliance Officer **Location:** Onsite (Pharmaceutical Manufacturing Facility) **Salary Range:** $75,000 - $85,000+ (DOE) **Bonus:** ... leading compliance initiatives in a dynamic pharmaceutical environment? We are seeking a Lead Compliance Officer to establish and drive compliance … more
- Centene Corporation (Jefferson City, MO)
- …to members. + Assist regulatory change management with interim health plan compliance officer responsibilities. + Draft slides of regulatory change ... Compliance Program. Provide regulatory interpretation and analysis, perform compliance reporting, lead special projects, and develop and implement … more
- Dana-Farber Cancer Institute (Brookline, MA)
- The Regulatory Compliance Director is a key...Compliance Director will report directly to the Chief Compliance Officer . Located in Boston and the ... federal and state healthcare laws, payer requirements and internal policies. The Regulatory Compliance Director is responsible for developing, implementing, and… more
- Prime Therapeutics (Columbia, SC)
- …operations are aligned with expectations of applicable regulatory guidance + Lead project management efforts for highly sensitive Compliance initiatives + ... and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance… more
- T. Rowe Price (Owings Mills, MD)
- … compliance requirements. + Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule 206(4)-7 and overseeing ... professionals team, as well as provide guidance to business partners to lead them to implementation of effectively designed compliance processes.… more
- Sprinklr (Washington, DC)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global ... CCO will be responsible for ensuring the Company meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- University of Rochester (Rochester, NY)
- …Laboratory for Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's ... DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will...compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to… more
- Vanguard (Malvern, PA)
- … program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard Funds and ... and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and...Regulatory Engagement: Serve as the primary liaison with regulatory bodies regarding Financial Crime compliance , ensuring… more
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