- Citigroup (San Antonio, TX)
- …improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and Series ... 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent experience,… more
- Atria Wealth Solutions (Vancouver, WA)
- …& Certifications + Required + Clear FINRA BrokerCheck + Variable Life & Health + State Insurance License + Series 63/65 + Series 7 + Series 66 ... and/or an equivalent combination of education and experience. + Series 7, 63/65 or 66 Securities Registration and Variable...Washington and Oregon. + Clean U-4 + Valid Driver's License to transport self between Columbia CU branches, Operations… more
- NBT Bank (West Hartford, CT)
- …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License . Series 7 preferred. If not ... Series 7 licensed, FC will be required to obtain license within 90 days. Tasks Performed: + 50% Interviews and profiles customers/prospects to determine… more
- Raymond James Financial, Inc. (Southfield, MI)
- …+ Provide a high level of customer service. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or the ability ... + Ability to perform analytics and create process efficiencies is a plus. + Series 7 required, Series 24 License (within 90 days of join), Series 66… more
- Raymond James Financial, Inc. (Southfield, MI)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... investment teams as well as internal support departments. * Series 7, Series 65/66 & Series...Range- $70,000 - $80,000 **Education** **Work Experience** **Certifications** Other License Not Listed - Other **Travel** Less than 25%… more
- Charles Schwab (Austin, TX)
- …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license + Life ... & Health Insurance license ( license (s) may be obtained under a 120 day condition of employment) Preferred: + Minimum of 5 years of financial experience +… more
- Aegon Asset Management (Denver, CO)
- …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7/6 Securities License ( Series 63 if applicable) or obtain ... within 6 months of hire. + Current Life Insurance License . + Intermediate level personal computer skills including electronic mail, work processing, spreadsheet,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …required. + Series 24 required. + Series 7/ Series 63 License or appropriate series license (s) for assigned functional area, or International ... equivalent. **Education** Bachelor's: Accounting (Required), Bachelor's: Business Administration (Required), Bachelor's: Finance (Required) **Work Experience** General Experience - 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) -… more
- Citizens (Johnston, RI)
- …Wealthscape) + Completed high school degree or GED equivalent. + Preferred Qualifications + FINRA license - Series 4, 65 and/or 66 + 3+ years of compliance ... Education, Certifications, and/or Other Professional Credentials + Required Qualifications + FINRA licenses - Series 7; 63; 9 & 10 OR 24 & 53 + 3+ years prior… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, and/or training approved by Human Resources. **Licenses/Certifications:** * Appropriate series license (s) for assigned functional area preferred or ... (all at a level consistent with the requirement of Series 24 licensing). Familiarity/facility with RJ and its systems...as an equivalent to the 24 * State Insurance License in which candidate resides required * Additional licenses/certifications… more