• Cross-disciplinary Controls Lead Analyst - C13

    Citigroup (San Antonio, TX)
    …applications preferred + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and Series ... 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education** **:** Bachelor's/University degree or equivalent experience;… more
    Citigroup (05/02/25)
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  • Client Workflow Supervision Supervisory Principal

    Citigroup (San Antonio, TX)
    …improvement initiatives. + Required Securities Licensure (depending on role select from the following): + Series 7 license ; and + Series 63 and Series ... 65 or Series 66; and + Series 8 or Series 9 and Series 10 or Series 24 **Education:** + Bachelor's/University degree or equivalent experience,… more
    Citigroup (04/04/25)
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  • Investment Advisor Representative

    Atria Wealth Solutions (Vancouver, WA)
    …& Certifications + Required + Clear FINRA BrokerCheck + Variable Life & Health + State Insurance License + Series 63/65 + Series 7 + Series 66 ... and/or an equivalent combination of education and experience. + Series 7, 63/65 or 66 Securities Registration and Variable...Washington and Oregon. + Clean U-4 + Valid Driver's License to transport self between Columbia CU branches, Operations… more
    Atria Wealth Solutions (03/06/25)
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  • Financial Consultant

    NBT Bank (Vestal, NY)
    …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License . Series 7 preferred. If not ... Series 7 licensed, FC will be required to obtain license within 90 days. Tasks Performed: + 50% Interviews and profiles customers/prospects to determine… more
    NBT Bank (05/02/25)
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  • Advisor, Supervision- Advertising Review

    Raymond James Financial, Inc. (Denver, CO)
    …education, and/or training approved by Human Resources. **Licenses/Certifications:** + Appropriate series license (s) for assigned functional area preferred or ... investment teams as well as internal support departments. + Series 7, Series 65/66 & Series...Range- $70,000 - $80,000 **Education** **Work Experience** **Certifications** Other License Not Listed - Other **Travel** Less than 25%… more
    Raymond James Financial, Inc. (05/02/25)
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  • Financial Consultant (FSB)

    Charles Schwab (Phoenix, AZ)
    …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license + Life ... & Health Insurance license ( license (s) may be obtained under a 120 day condition of employment) Preferred: + Minimum of 5 years of financial experience +… more
    Charles Schwab (04/24/25)
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  • Aerostat Operator II

    Amentum (Chantilly, VA)
    …Citizenship is required to obtain a Secret Clearance. + Must have a valid Driver's License . + 20 Series /industry equivalents denote two (2) to four (4) years of ... year's aerostat experience as an operator at the 20 series level or greater from Army MOS 35F (Intelligence...is required. + Must be qualified at the 10 series or greater level; MOS 25B/F or other military… more
    Amentum (04/22/25)
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  • Internal Wholesaler (Mutual Funds, Annuities…

    Aegon Asset Management (Denver, CO)
    …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7/6 Securities License ( Series 63 if applicable) or obtain ... within 6 months of hire. + Current Life Insurance License . + Intermediate level personal computer skills including electronic mail, work processing, spreadsheet,… more
    Aegon Asset Management (02/12/25)
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  • Director, Advanced Markets

    Aegon Asset Management (Denver, CO)
    …Preferred Qualifications + Graduate tax degree such as LLM, MBT, or MST + FINRA Series 63 license + FINRA Series 7 to be completed in 6 months Working ... department as needed. Qualifications + Bachelor's degree in a business related field. + FINRA Series 6 and 63 licenses + One or more of the following: JD, CFP, CLU,… more
    Aegon Asset Management (05/06/25)
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  • Administrator, AACU Flagship Financial Group

    American Airlines (Dallas, TX)
    …of members when the financial advisor is not available + Current and valid Securities license : FINRA Series 7, 63/65 or 66 and appropriate state insurance ... within the DFW area and in other states + Current and valid Securities license : FINRA Series 7, 63/65 or 66 and appropriate state insurance license with a… more
    American Airlines (05/08/25)
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