- Truist (Richmond, VA)
- …experience + Experience with Envestnet, NFS/Wealthscape, Protegent/Prosurv platforms. + FINRA Series 4 license **General Description of Available Benefits for ... **Essential Duties and Responsibilities** + Manage a team of 4 - 10 Supervisors. + Provide coaching and focused...with disabilities to perform the essential functions. + FINRA Series 7, 24, 53 and 66 licenses ( Series… more
- Truist (Richmond, VA)
- …+ 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 **General Description of Available Benefits for Eligible Employees of ... with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series...the division of Truist offering the position. Truist offers medical , dental, vision, life insurance, disability, accidental death and… more
- PNC (PA)
- …FINRA Series 7, 66 (or 63/65), 24 (or 9/10) required. In addition, FINRA Series 4 and 53 required for trade review. State insurance license preferred. **Pay ... in STEM OPT for this position. **Job Description** + Licensing requirements: FINRA Series 7/66 (63/65). Series 24 (9/10). + Partners with regulatory risk… more
- Bank of America (Plano, TX)
- …independently + Communications, attention to detail, research/investigative knowledge **Desired Qualifications:** + Series 4 , Series 24 licenses preferred + ... crimes typologies + FINRA licenses including the SIE or Series 7 at minimum, or related experience + Knowledge...company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that… more
- BMO Financial Group (New York, NY)
- …and hedging strategies. + Required licenses: Series 7, 63, and 55. Need for Series 4 and 24 in the near term. + Exceptional communication, analytical, and ... color, national origin, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity, gender expression, transgender… more
- Citigroup (Jacksonville, FL)
- …Candidates willing to obtain missing licenses within 120 days are also encouraged to apply. Series 24, 4 in lieu of 9/10. + Strong teamwork orientation. + ... Markets and the financial industry. + Cross-disciplinary knowledge of compliance, operations, trading + **Required Licenses:** Series 7, 9/10, 31, 63 & 65 (or 66).… more
- Ellis Medicine (Schenectady, NY)
- …of database experience in a healthcare setting. + Experience with Cerner/Soarian Financials, Millennium, Med Series 4 preferred. + Proficient Excel skills. + ... Strong communication, analytical, and organization skills. PRIMARY RESPONSIBILITIES OF THE POSITION Process CDM additions and changes, in compliance with local, state, and federal agencies. + Monitors supply costs and maintain pricing database + Provide… more
- State of Colorado (CO)
- … and Retail Marijuana industries in Colorado. First formed in 2010 as the Medical Marijuana Enforcement Division, the MED has developed a leading-edge approach ... Environmental Protection Specialist III - MED Print (https://www.governmentjobs.com/careers/colorado/jobs/newprint/5048978) Apply Environmental Protection Specialist… more
- Bank of America (New York, NY)
- …leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or ( 4 , 24, 53 combination).If Series 9 & 10 not currently ... and municipal laws. The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the… more
- UCLA Fielding School of Public Health (Los Angeles, CA)
- …Health Sciences Series Apply now to Pediatrics Adolescent Medicine - Health Sciences Series Job #JPF10104 + Pediatrics - Adolescent Med / David Geffen School ... Division of Adolescent and Young Adult Medicine in the Health Sciences series (rank commensurate with academic qualifications). Applicants must be board certified or… more