- Citigroup (Queens, NY)
- …+ Series 65 (or Series 66); Series 9 + Series 10 (or Series 24, Series 4 , and Series 53) + Must meet ALL US FINRA Registration ... incentive and retention awards. Citi offers competitive employee benefits, including: medical , dental & vision coverage; 401(k); life, accident, and disability… more
- Truist (Richmond, VA)
- …+ 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 + Bilingual **General Description of Available Benefits for Eligible ... with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series...the division of Truist offering the position. Truist offers medical , dental, vision, life insurance, disability, accidental death and… more
- Bank of America (Charlotte, NC)
- …(CAMS) + Knowledge of anti-money laundering (AML) regulation and guidance for broker-dealers + SIE, Series 3, Series 4 , Series 7, and/or Series ... and municipal laws. The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the… more
- Truist (Richmond, VA)
- …+ Master's degree in finance or business, or equivalent education and related training. + **FINRA Series 4 , 7, 24, 53, and 66 licenses ( Series 9 &10 can ... be used in lieu of 53, Series 63 & 65 can be used in lieu...the division of Truist offering the position. Truist offers medical , dental, vision, life insurance, disability, accidental death and… more
- City National Bank (Los Angeles, CA)
- …Demonstrated use of effective sales and communication skills. * Registered Representative with a FINRA Series 4 , 53, and Series 57 preferred. *WHAT'S IN IT ... years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses * FINRA...offer our colleagues including: * Comprehensive healthcare coverage, including Medical , Dental and Vision plans, available the first of… more
- Equitable (Williamsville, NY)
- …roles **Preferred Qualifications** * CLU, ChFC and/or CFP a big plus * FINRA Series 4 registration is encouraged * Strong professional work history in the ... the branch they manage and work in the office 4 days per week - this is not a...Equitable provides a full range of benefits. This includes medical , dental, vision, and a 401(k) plan. **Qualifications** **Required… more
- Citizens (Johnston, RI)
- …and business software programs (Excel, SharePoint, OneDrive, Salesforce) Preferred Qualifications + Series 4 + Experience with National Financial Services (NFS) ... Certifications and/or Other Professional Credentials: Required Qualifications: + FINRA licenses - Series 7; 24; 63 & 65 (or 66). + Completed bachelor's degree… more
- Citizens (Johnston, RI)
- …high school degree or GED equivalent. + Preferred Qualifications + FINRA license - Series 4 + 3+ years of compliance supervision + Past proven successful ... Education, Certifications, and/or Other Professional Credentials + Required Qualifications + FINRA licenses - Series 7; 63 & 65 OR 66; 9 & 10 OR 24 & 53… more
- Bank of America (San Jose, CA)
- …of time. + Has supervisory licenses of an 8 (or 9 and 10 combined) or possesses a Series 4 , 24 and 53, or is able to obtain any/all required licenses within a ... and appropriately delegating team work. **Required Qualifications:** + Has Series 7 and 66, or is able to obtain...company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that… more
- Hospice Of San Joaquin (Stockton, CA)
- …patient/family. PRE-EMPLOYMENT REQUIREMENTS: 1. Health Screening 2. TB Screening 3. Hepatitis B Series offered. 4 . Background Check 5. Reference Check 6. Drug ... COVID-19 or be approved for a valid religious or medical exemption. Anyone hired by the company must provide...and teaches these techniques to patient's caregiver when appropriate. 4 . Monitor vital signs when requested by RN. 5.… more
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