• Wealth Group Executive - SVP

    Citigroup (Queens, NY)
    …+ Series 65 (or Series 66); Series 9 + Series 10 (or Series 24, Series 4 , and Series 53) + Must meet ALL US FINRA Registration ... incentive and retention awards. Citi offers competitive employee benefits, including: medical , dental & vision coverage; 401(k); life, accident, and disability… more
    Citigroup (07/11/25)
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  • Wealth Relationship Manager - Divisional…

    Truist (Richmond, VA)
    …+ 7 or more years of regulatory, compliance or supervisory experience + FINRA Series 4 + Bilingual **General Description of Available Benefits for Eligible ... with disabilities to perform the essential functions. + FINRA Series 7, 24, 53, and 66 licenses ( Series...the division of Truist offering the position. Truist offers medical , dental, vision, life insurance, disability, accidental death and… more
    Truist (07/08/25)
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  • GFC Investigator

    Bank of America (Charlotte, NC)
    …(CAMS) + Knowledge of anti-money laundering (AML) regulation and guidance for broker-dealers + SIE, Series 3, Series 4 , Series 7, and/or Series ... and municipal laws. The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the… more
    Bank of America (07/16/25)
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  • Governance & Controls - Risk Advisor I - Finra

    Truist (Richmond, VA)
    …+ Master's degree in finance or business, or equivalent education and related training. + **FINRA Series 4 , 7, 24, 53, and 66 licenses ( Series 9 &10 can ... be used in lieu of 53, Series 63 & 65 can be used in lieu...the division of Truist offering the position. Truist offers medical , dental, vision, life insurance, disability, accidental death and… more
    Truist (06/03/25)
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  • Client Service Associate Senior - City National…

    City National Bank (Los Angeles, CA)
    …Demonstrated use of effective sales and communication skills. * Registered Representative with a FINRA Series 4 , 53, and Series 57 preferred. *WHAT'S IN IT ... years of direct client services experience required * FINRA Series 7 and 63 or 66 licenses * FINRA...offer our colleagues including: * Comprehensive healthcare coverage, including Medical , Dental and Vision plans, available the first of… more
    City National Bank (05/17/25)
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  • Branch Manager, Empire Branch

    Equitable (Williamsville, NY)
    …roles **Preferred Qualifications** * CLU, ChFC and/or CFP a big plus * FINRA Series 4 registration is encouraged * Strong professional work history in the ... the branch they manage and work in the office 4 days per week - this is not a...Equitable provides a full range of benefits. This includes medical , dental, vision, and a 401(k) plan. **Qualifications** **Required… more
    Equitable (07/08/25)
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  • CSI Regional Control Officer

    Citizens (Johnston, RI)
    …and business software programs (Excel, SharePoint, OneDrive, Salesforce) Preferred Qualifications + Series 4 + Experience with National Financial Services (NFS) ... Certifications and/or Other Professional Credentials: Required Qualifications: + FINRA licenses - Series 7; 24; 63 & 65 (or 66). + Completed bachelor's degree… more
    Citizens (07/05/25)
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  • CSI Principal Control Analyst

    Citizens (Johnston, RI)
    …high school degree or GED equivalent. + Preferred Qualifications + FINRA license - Series 4 + 3+ years of compliance supervision + Past proven successful ... Education, Certifications, and/or Other Professional Credentials + Required Qualifications + FINRA licenses - Series 7; 63 & 65 OR 66; 9 & 10 OR 24 & 53… more
    Citizens (06/29/25)
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  • Consumer Investments Market Leader - Greater Bay…

    Bank of America (San Jose, CA)
    …of time. + Has supervisory licenses of an 8 (or 9 and 10 combined) or possesses a Series 4 , 24 and 53, or is able to obtain any/all required licenses within a ... and appropriately delegating team work. **Required Qualifications:** + Has Series 7 and 66, or is able to obtain...company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that… more
    Bank of America (06/28/25)
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  • Home Health Aide - Per Diem

    Hospice Of San Joaquin (Stockton, CA)
    …patient/family. PRE-EMPLOYMENT REQUIREMENTS: 1. Health Screening 2. TB Screening 3. Hepatitis B Series offered. 4 . Background Check 5. Reference Check 6. Drug ... COVID-19 or be approved for a valid religious or medical exemption. Anyone hired by the company must provide...and teaches these techniques to patient's caregiver when appropriate. 4 . Monitor vital signs when requested by RN. 5.… more
    Hospice Of San Joaquin (06/25/25)
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