- Lincoln Financial (Omaha, NE)
- …desired . A minimum of 1-4 years of accounting, financial reporting/analysis experience in mutual fund , insurance, or public accounting environment . Mutual ... focus of this position is to ensure the Lincoln Mutual Funds successfully complete all required SEC filings timely...ensure they are filed timely and accurately. . Assures fund administration compliance with the Investment Company Act of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …12 days per month in our St Petersburg, FL corporate office._ As a Sr Mutual Fund Trading Support Associate, you will be responsible for executing a variety ... of standard and specialized financial transactions within our mutual fund operations. Working within established administrative and operational guidelines, you… more
- Lincoln Financial (Radnor, PA)
- …(eg "stickers"). * Leading the process for maintaining, updating, and organizing mutual fund registration documents and all exhibits, including complex ... contracts. * Researching, evaluating and reporting on regulatory matters related to mutual fund registration documents and fund financial statements. *… more
- Deloitte (Mclean, VA)
- Mutual funds-Are you a leader, passionate about financial products and understand regulated investment companies, Subchapter M, section 4982 excise calculations, and ... begin taking on lead client contact roles on engagements; be involved in sales and marketing activities; attend required training; and facilitate at least one… more
- Neuberger Berman (New York, NY)
- …will be providing legal advice and support on Neuberger Berman's US registered fund business, including mutual funds, exchange-traded funds and closed-end funds. ... a variety of internal business clients, including portfolio managers, marketing and sales personnel on a variety of legal and regulatory matters associated with… more
- Principal Financial Group (New York, NY)
- **What You'll Do** We're looking for a Director, Fund Shareholder Services to lead, develop, and manage the daily operations of a Service Provider Oversight Team. ... overseeing a transfer agency oversight program for various investment products, including mutual funds, CITs, interval funds, and 529 plans! This role involves close… more
- Janus Henderson Investors (Denver, CO)
- …we would love to hear from you! Your opportunity + Prepare, review, and assist Sales with US mutual fund distribution agreements for clients investing ... contribution advisory programs and direct retail investments. + Manage intermediary mutual fund distribution contracts, including drafting updates, revisions and… more
- Umpqua Bank (Tacoma, WA)
- …+ Service clients through researching and resolving problems. + Provide quote information and mutual fund trade entry. Equity trades can be entered by Series 7 ... Financial Service Sales Assistant Wealth Management Tacoma, Washington **Description** **About...licensed employees. Accept unsolicited mutual fund and money market investment direction… more
- City National Bank (Los Angeles, CA)
- …servicing, and client account maintenance. * Process money market transfers, fixed income, mutual fund , and equity trades and provide technical support for CNS ... with clients, Financial Advisors, CNS Investment Operations and CNB Trust Operations to open, fund , and provide ongoing support and service. * Ensure all CIP and KYC… more
- Lincoln Financial (Fort Wayne, IN)
- …agreements, vendor contracts for services supporting the advisor and the mutual fund complex. * Drafting negotiating, and interpreting participation ... also provide legal support, legal project management and guidance regarding the proprietary mutual funds, including advice regarding fund operations and fund … more
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