- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States **To proceed with your application, you must be at ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Compliance Operational - Risk - Specialist Trade-Surveillance\_25040545-2) **Job Description:** At… more
- Capital One (Mclean, VA)
- Lead Operational Risk & Internal Control Specialist Responsible for developing and enhancing the risk and control environment within the businesses. ... hours to be regularly worked. McLean, VA: $117,300 - $133,900 for Principal Risk Specialist Richmond, VA: $106,700 - $121,700 for Principal Risk … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Ensure the organization is not exposed to undue risks by using risk management systems to achieve specific goals within a designated area of the ... business. * Identify, within the team, instances of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and escalating issues as appropriate. * Conduct research using… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Operational Risk About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... matter expertise in Finance/Financial Assets on the day-to-day execution of the Transamerica Operational Risk Management program to ensure appropriate risk … more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team sits ... for the RCSA program. The team also oversees the Operational Risk Event (ORE) program, an internal...Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will play a key role in identifying… more
- Capital One (Plano, TX)
- Work from Home Principal Associate Risk Specialist - Channels Well Managed **Are you looking for a challenging role that includes the convenience of working ... operating in fast-paced environments + You have experience in operational risk , process engineering, issue management with...regularly worked. Plano, TX: $106,700 - $121,700 for Principal Risk Specialist Chesapeake, VA: $106,700 - $121,700… more
- Capital One (Richmond, VA)
- Principal Risk Specialist Can you build relationships as well as develop and implement innovative solutions? As a Principal Risk Specialist at Capital ... to ensure our Company remains stable and profitable. Principal Risk Specialists in Operational Risk ...regularly worked. McLean, VA: $117,300 - $133,900 for Principal Risk Specialist Richmond, VA: $106,700 - $121,700… more
- Capital One (Mclean, VA)
- … Control Specialist is responsible for performing business compliance and operational risk and control activities. Educating and training the business to ... number of hours to be regularly worked. McLean, VA: $117,300 - $133,900 for Principal Risk Specialist Riverwoods, IL: $106,700 - $121,700 for Principal Risk … more
- Capital One (Riverwoods, IL)
- …and Control Specialist is responsible for performing business compliance and operational risk and control activities. They are also responsible for educating ... between Payments Risk and partners such as Operational Risk + Management, Internal Audit, Third...regularly worked. Columbus, OH: $106,700 - $121,700 for Principal Risk Specialist Riverwoods, IL: $106,700 - $121,700… more
- Capital One (Mclean, VA)
- Principal Risk Specialist Do you like working in the spotlight? Are you ready to work on the front line of a top 10 Bank? Can you build relationships as well as ... with business units to identify, assess, and mitigate Network-specific operational and regulatory risks. The Business Risk ...regularly worked. Chicago, IL: $106,700 - $121,700 for Principal Risk Specialist McLean, VA: $117,300 - $133,900… more
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