- Citigroup (Tampa, FL)
- …from relationship establishment to supporting the data demands surrounding instruments and regulatory reporting demands. Regulatory Operations is designed to ... This role will cover the Data, Regulatory and Account Operations teams. Data...moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team… more
- JPMorgan Chase (Columbus, OH)
- Join our HR Control Management team today! This team maintains a strong and consistent control environment through a joint accountability model that ... Control Manager - Vice President within HR Control Management team , you will be part...to support compensation-related programs and strategies + Engage with control colleagues across the firm, business, operations … more
- Wells Fargo (Phoenix, AZ)
- **About this role** **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office ... Wells Fargo and a high-level understanding of the company's operations , business strategies, and corporate culture. The internship experience...of the applicable team under business risk control and regulatory oversight functions and how… more
- American Express (Sunrise, FL)
- …responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal and external exams ... teams including Enterprise Control Management. The Enterprise Control Management team within AENB operates as...Global Risk & Compliance (GRC) teams. This Director of Regulatory & Audit Exam Management will be responsible for… more
- System One (Florham Park, NJ)
- …work collaboratively with cross-functional teams, including regulatory affairs, clinical operations , and quality assurance in a team -oriented environment. + ... Job Title: Regulatory Operations Publisher - Contractor Location:...compliance with applicable laws and regulations. This includes publishing regulatory documents, managing document tracking and version control… more
- Raymond James Financial, Inc. (Memphis, TN)
- …corporate home office locations: St. Petersburg, FL, Memphis, TN, or Southfield, MI. The Regulatory Operations Analyst plays a key role in supporting the firm's ... this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory...Experience - 7 to 12 months **Certifications** OS - Operations Professional - Financial Industry Regulatory Authority… more
- System One (Florham Park, NJ)
- …Type: Contract Compensation: $65 - $85 hourly Overview This role will lead the Regulatory Operations - Documentation Specialist team in overseeing the ... Job Title: Manager, Regulatory Operations Documentation Specialist - Contractor...compliant, and efficiently managed. This role involves leading a team of documentation specialists, improving documentation workflows, and ensuring… more
- Raymond James Financial, Inc. (Southfield, MI)
- …home office locations: St. Petersburg, FL, Memphis, TN, or Southfield, MI. The Senior Regulatory Operations Analyst plays a key role in supporting the firm's ... knowledge and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and… more
- Raymond James Financial, Inc. (NY)
- …experience to manage and oversee the operation of compliance functions for Regulatory Reporting and RJA Operations departments. Manages associates and division ... assigned. + Serves as a subject matter expert on matters pertaining to regulatory reporting and broker dealer operations by maintaining proficient knowledge of… more
- Wells Fargo (Addison, TX)
- …efforts across these diverse business units. Within TCOO, the **Financial Crimes and Regulatory Operations team ** is seeking a **Senior Manager** to ... and have a drive for excellence? This pivotal role involves driving the Regulatory Operations portfolio of products. The Technology for the Chief Operating… more
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