- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... risk appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to… more
- NJEDA (Camden, NJ)
- …shape New Jersey's future with innovative economic development at NJEDA. Job Overview + The Senior Product Officer serves as a lead contributor role in the ... while maintaining a strong and consistent pipeline of qualified applications. + The Senior Product Officer will assist with overseeing the end-to-end… more
- NJEDA (NJ)
- …and shape New Jersey's future with innovative economic development at NJEDA. Job Overview The Senior Product Officer - Venture Products works as an integral ... entrepreneurs, service providers, and other State agencies. Assists EDA's Legislative Officer with OPRA requests. + Manage the day-to-day administrative functions… more
- Ventura County (Ventura, CA)
- Investment Officer / Senior Investment Officer Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/5071037) Apply Investment Officer / ... Officer series. Under the general supervision of the Senior Investment Officer or senior ...& Verbal Communication - Preparing and presenting investment summaries, compliance reports, and market research findings for senior… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In ... groups, legal entities, geographies, and jurisdictions; and ensure that escalated compliance issues receive immediate senior management attention. + Establish,… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... CIA function and with other partners and stakeholders including Product Compliance , Business process owners, Risk management...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... implementing elements of the data compliance risk oversight program, including developing systems and reporting...for all levels of reporting (eg Business Unit, Committees, Product ). + Partnering, collaborating and working with other areas… more
- Citigroup (Atlanta, GA)
- The **Partner Management Mgr Senior Lead Officer , Senior Vice President** role is accountable for complex/critical/large professional disciplinary areas for ... communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Incumbent will be accountable… more
- KeyBank (MA)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT) role reports to ... Management's (FCRM) Special Projects Compliance Director. The Senior Compliance Officer - SPRT...matter expertise to participate in new business initiatives, new product development, and product analysis. + Effectively… more
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