- PNC (Pittsburgh, PA)
- …to the company's success. As a Business Analytics Lead within PNC's Regulatory Reporting organization, housed within the Office of the Corporate Controller, you ... field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. * Prior knowledge of Call Report and/or FR Y-9C preferred,… more
- Capital One (Mclean, VA)
- Senior Manager , Product Controller Join our growing team to support an expanding, dynamic business! We are responsible for ensuring the accuracy and integrity of ... increase in scope and career progress. Specifically, the Senior Manager will be responsible for: + Producing and analyzing...and independent price verifications are performed. + Coordinating with Regulatory and SEC reporting on quarterly and… more
- Bank of America (Charlotte, NC)
- Manager Accounting Policy-CFO Group Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... accounting issues to ensure compliance with applicable technical accounting and regulatory standards. In addition, this person will have strong communications… more
- Black Hills Energy (Rapid City, SD)
- …and understanding of accounting and reporting guidance and regulations issued by FASB, SEC , FERC, and other regulatory bodies. * Experience and/or knowledgeable ... Accounting Manager or Senior Manager (CPA Required)...Company's Controllership team, responsible for providing guidance to accounting, regulatory , finance, and other cross-functional partners related to the… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the ... across trade and communications. + Ensure the surveillance department aligns with global regulatory requirements (eg, SEC , FINRA, CFTC, NFA, FCA, MAS, etc.) and… more
- BlackRock (Wilmington, DE)
- …ETF Fund Accounting a plus + Understanding of US GAAP and SEC regulatory reporting requirements. + Fund / product lifecycle event management such as ... reporting guidance. + Portfolio trade compliance monitoring and adherence to product and regulatory guidelines and policies. Americas (AMRS) Product… more
- PPL Corporation (Allentown, PA)
- …(Federal Energy Regulatory Commission (FERC) and appropriate state regulatory commissions), Securities and Exchange Commission ( SEC ) regulations, Generally ... with a customer-service focus, while ensuring the team's work product is in compliance with applicable public utility accounting...preparation and review of the Company's annual and quarterly SEC , FERC and state regulatory commissions filings… more
- JPMorgan Chase (New York, NY)
- …wealth planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management, you will provide informed, meaningful ... and constructive guidance on regulatory matters in the review and approval of marketing,...Legal teams in order to help ensure adherence to SEC , FINRA and firm regulations and guidelines + Attend… more
- Neuberger Berman (New York, NY)
- …providers, and cash flow reporting. Additively, ensuring adherence to regulatory requirements which includes tracking affiliated investments, investor concentration ... across the Fund's platform. **Responsibilities:** + Drive the NBIA SEC required 15-c investment advisory annual review by responding...proper governance of 50 funds. + Key member of product implementation and/or product modification team +… more
- Bank of America (New York, NY)
- …following skills: GAAP (with a focus on Fixed Income), Management and Regulatory / SEC reporting, as well as written and oral communicationskills. ... Business Financial Control Product Associate- Fixed Income Currencies & Commodities (CFO)...processes including legal financial books and records, valuations control, regulatory matters, forecasting, P&L explain, and balance sheet analysis.… more
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