• HSBC (New York, NY)
    …in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management ... written by Global Investment Research (GIR) analysts from a regulatory perspective to allow distribution in the US. All...of GIR) must be approved by a registered Supervisory Analyst (SA) before it can be distributed into the… more
    DirectEmployers Association (10/03/25)
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  • Neuberger Berman (New York, NY)
    …Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration information ... to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees with licensing and registration matters,… more
    DirectEmployers Association (09/09/25)
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  • SMBC (New York, NY)
    …clarify questions around product features and customer value proposition. Interface with legal , compliance , risk management and other internal control and ... vendors. + Experience working in an environment where adherence to banking compliance and regulatory standards is essential. **Qualifications and Skills**… more
    DirectEmployers Association (08/07/25)
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  • SMBC (New York, NY)
    …Dealer clients + Knowledge of general elements of credit risk as well as legal / compliance related to Bank and Broker Dealers + Excellent communication and ... to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives**… more
    DirectEmployers Association (08/16/25)
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  • Hawaiian Electric (Honolulu, HI)
    Regulatory Analyst II or Senior Regulatory Analyst Date:Sep 19, 2025 Location: Honolulu, Hawaii (HI), US, 96813 Company: hawaiianel We recognize our ... Professional) This posting seeks to fill at either the Regulatory Analyst II or Senior Regulatory...ensuring alignment with Company policies, PUC rules, and relevant legal and regulatory decisions. + Maintains relationships… more
    DirectEmployers Association (09/19/25)
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  • National Renewable Energy Laboratory (Golden, CO)
    **Posting Title** Employee Relations Legal Analyst . **Location** CO - Golden . **Position Type** Regular . **Hours Per Week** 40 . **Working at NREL** Join the ... your career and well-being. **Job Description** The Employee Relations Legal Analyst in the Office of General...on trends and changes in employment law. + Facilitate legal compliance audits to ensure adherence to… more
    DirectEmployers Association (09/05/25)
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  • Hartford Steam Boiler Inspection and Insurance Company (Hartford, CT)
    …balancing and influencing of diverse stakeholder groups + Proven experience providing regulatory compliance support for commercial and personal products, with a ... Regulatory and Filings Analyst **Company** HSB...consults with product management, pricing and actuarial, underwriting and/or legal to resolve such objections to ensure approval. In… more
    DirectEmployers Association (09/26/25)
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  • Home Depot (Atlanta, GA)
    …Government Agencies (PGA), and other US import regulatory matters. The analyst will manage compliance controls under the US Importer Self-Assessment Program, ... **Position Purpose:** The Senior Analyst , Compliance is responsible for leading...International Logistics in the Transportation division. **Key Responsibilities:** + ** Compliance Regulatory Management** Manage critical relationships with… more
    DirectEmployers Association (10/02/25)
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  • Ralliant (Chandler, AZ)
    …+ Work cross-functionally with legal and contracts teams to ensure regulatory requirements are met. Reporting + Maintain compliance documentation and prepare ... **SOX Financial Controls & Government Accounting Compliance Analyst ** We're seeking a SOX...SOX requirements and internal control best practices. + Communicate regulatory changes and compliance updates across the… more
    DirectEmployers Association (09/23/25)
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  • CommScope, Inc. (Claremont, NC)
    Export Compliance Analyst III- North America Req ID: 79717 Location: Virtual, North Carolina, United States In our 'always on' world, we believe it's essential ... genuine connection with the work you do. CommScope is recruiting for an **Export Compliance Analyst III- North America** to support key export trade initiatives… more
    DirectEmployers Association (09/03/25)
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