- Fiserv (New York, NY)
- …recommendations and risk assessments in line with regulatory requirements. + Execute compliance monitoring and testing for various verticals. + Develop, ... businesses, and cryptocurrency. This role provides strategic guidance, executes compliance monitoring and testing , and... regulatory compliance . + Experience with compliance monitoring and testing execution.… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...environment, standards, and regulations.** + **Knowledge and experience within compliance or audit, legal and regulatory environment,… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact… more
- SMBC (Jersey City, NJ)
- … testing reviews within the FCC Testing group, as part of the wider Compliance Monitoring & Testing function. This role will also support the Annual ... testing engagements to validate the efficacy of regulatory compliance internal controls and processes. The...of applicable laws and regulations and application thereof during monitoring and testing engagements. + Strong analytical… more
- NatWest Markets (Stamford, CT)
- Regulatory Compliance Testing Associate LocationStamford,United States Job typePermanent Contract typeFull Time \#R-00249215 Our people work differently ... of team operating an effective Compliance Assurance testing program and will be responsible for monitoring... and assurance reviews to identify potential breaches of Regulatory Obligations and Corporate Compliance policies. This… more
- FirstBank PR (San Juan, PR)
- … Manager to review and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance Risk Assessments & BSA Risk ... process to identify trends, risk exposure, control effectiveness, and residual risks. + Compliance Testing and Reporting Plan : Keep Management up to date… more
- Citigroup (Tampa, FL)
- …knowledge of regulatory guidance specific to quality assurance and monitoring / testing lifecycle. + Appropriately assess risk when business decisions are ... Individuals in Quality Assurance, Monitoring & Testing are responsible for...established quality standards and identify areas of risk or non- compliance . + Review stakeholder/client feedback and respond to any… more
- Citigroup (Irving, TX)
- …knowledge of regulatory guidance specific to quality assurance and monitoring / testing lifecycle. + Appropriately assess risk when business decisions are ... Individuals in Quality Assurance, Monitoring & Testing are responsible for...established quality standards and identify areas of risk or non- compliance + Review stakeholder/client feedback and respond to any… more
- TD Bank (Portland, ME)
- …Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various… more
Related Job Searches:
Compliance,
Compliance Monitoring,
Compliance Testing Monitoring,
Monitoring,
Regulatory,
Regulatory Compliance,
Testing