- City National Bank (Tampa, FL)
- …coordinates and actively participates in the underwriting process together with appropriate Risk Officer , ensuring adherence to the Bank's credit policies and ... sales and retention goals adhering to corporate, legal, and regulatory policies, guidelines, and requirements regarding compliance. * Independently expands… more
- HUB International (New York, NY)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, ... reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior...compliance weaknesses; + Keep up to date with new regulatory requirements and ensure communication of best practices/new rules… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …States of America) **Please review the following job description:** The Senior Cyber Regulatory Officer will lead a team to provide strategic direction for ... alignment among key data privacy stakeholders, including cyber, data, risk , compliance, and legal teams. + Support regulatory... guidance. + In partnership, with Legal and Privacy Officer , monitor changes in the global, federal, and state… more
- Zions Bancorporation (Salt Lake City, UT)
- …exposed to the broad scope of the bank and its operations. **_Responsibilities:_** The Risk Officer is responsible for working with team members to support ... control testing, creating control reporting, and performing ad hoc risk projects. The Risk Officer ...principles. + Extensive knowledge of various bank and government regulatory requirements, including COSO and FDICIA. + Must have… more
- FirstBank PR (San Juan, PR)
- …review and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance Risk Assessments & BSA Risk Assessment : ... Compliance Officer Our Company At FirstBank PR, we strive...business units to support efforts in mitigating consumer protection risk . + Compliance Issue Follow-Up : Collaborate with the… more
- MUFG (New York, NY)
- …in various areas, including the administrative support to the Head of Office of Chief Risk Officer for the Americas, business trip arrangements for Head Office ... Risk Management leadership and the Chief Risk Officer for the Americas, budget management,...with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).… more
- Wellington (Boston, MA)
- …Wellington's US offices and supporting colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and advise and ... are as follows:** In this pivotal role, the Senior Risk Officer will serve as a trusted...stakeholders in providing advice based on comprehensive industry knowledge, risk , and regulatory trends impacting the firm… more
- City National Bank (Los Angeles, CA)
- *SENIOR CREDIT RISK REVIEW OFFICER * WHAT IS THE OPPORTUNITY? The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... to identify, recommend and effect process changes regarding credit risk management activities, regulatory issues related to...experience as a commercial lender, regulator or credit review officer * Minimum of 5 years of MS Office… more
- TD Bank (New York, NY)
- …the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & Experience:** + Bachelor's degree or progressive ... specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists...to clearly provide written reports that identify and quantify risk as well as present sound solutions taking into… more
- Truist (Atlanta, GA)
- …**Please review the following job description:** Truist is looking for a Senior Credit Risk Officer who will be supporting the Asset Based Lending product. This ... time to time. 1. Serve as a senior credit risk officer for large and complex segments...in lending and/or credit experience 3. Widespread financial credit risk and regulatory knowledge 4. Solid accounting/financial… more
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