- Capital One (Chicago, IL)
- Anti -Money Laundering Sr. Investigator - Sanctions Advisory Operations The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key ... regulations and sanctions compliance testing - Developing understanding of Compliance Risk Management Framework and applicable sanctions laws and regulations -… more
- MUFG (Irving, TX)
- …provide more details. **Job Summary:** This position reports into the Advisory , Risk and Controls pillar of the Global Financial Crimes Division (GFCD) HQS ... work experience in compliance, legal or risk functions. + 7-10 years of financial crimes experience within an advisory capacity. + Ability to apply technical… more
- Capital One (Plano, TX)
- …Customer (KYC) Advisory Governance The Senior Manager, Know Your Customer (KYC) Advisory Governance performs a key risk management role (second line of ... or Military experience + At least 4 years of experience in regulatory compliance, risk management or anti -money laundering (AML) compliance + At least 2 years… more
- WSP USA (Atlanta, GA)
- **Opportunity** Lead WSP's US Advisory & Planning Business Line's Energy Advisory Practice as the Managing Director, shaping transformative strategies that ... influence growth performance, strengthen key client relationships, and elevate Energy Advisory services across major infrastructure programs. You will be accountable… more
- Capital One (Mclean, VA)
- Compliance Advisory Specialist III, Principal Associate **The Retail Bank Compliance team is seeking an experienced Principal Associate to be a Compliance Complaints ... Advisory Specialist who will be responsible for researching, analyzing,...responsible for researching, analyzing, and offering regulatory guidance on high- risk customer complaints to support the Complaint Operations Team.… more
- GE Vernova (Stamford, CT)
- …+ Demonstrated understanding of debt financing products, investment and equity products, financial advisory services and their impact on and relevancy to ... Crime Compliance laws, regulations, controls and program requirements across Compliance Risk areas like Anti -Money Laundering and Counter-Terrorism Financing,… more
- BlackRock (New York, NY)
- …DE. This role is responsible for implementing strategic priorities related to financial crime risk across separately managed accounts (SMA), cash management, ... Financial Crime Compliance. **Key Responsibilities** + Act as a core financial crime advisory partner to business, product, operations, legal, and onboarding… more
- Bank of America (Washington, DC)
- …Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements. The **Global Financial Crimes Manager - ... risk -aligned red flag framework to meet Bank Secrecy Act (BSA), Anti -Money Laundering (AML), and global financial crime compliance obligations. The expert… more
- BlackRock (Wilmington, DE)
- …in tokenization and blockchain environments. + Participate in global and regional committees on financial crime risk and provide advisory coverage as needed. ... **Knowledge/Experience** + 2-4 years of experience in financial crime compliance or risk management within a regulated financial services environment,… more
- M&T Bank (Buffalo, NY)
- **Overview:** Serves as an advisor to provide an advice-based approach to financial solutions for an assigned book of business. Actively solicits new and existing ... + *Based on individualized needs analysis, prepare recommendations for customized financial solutions to current and potential Bank customers and their portfolios,… more