- Wells Fargo (Charlotte, NC)
- …CIB Fixed Income Business Aligned Compliance Team. This role within the Fixed Income Sales & Trading Compliance Team is a Business Aligned Compliance Officer ... Sales , Loan Total Return Swaps and Repos), Municipal Products (Municipal Bonds Sales and Trading , Public Finance and Municipal Derivatives), and Strategic… more
- Wells Fargo (New York, NY)
- …Officer, you will support the business aligned compliance functions on the Fixed Income Sales & Trading Compliance Team. Will be responsible for supporting the ... compliance advice to the business within the Fixed Income Sales & Trading coverage and support day-to-day compliance inquiries and regulatory initiatives… more
- Raymond James Financial, Inc. (Memphis, TN)
- …calls and maintains record of inquiries, as required. + Maintains currency in sales trading practices and procedures. + Operates standard office equipment and ... Under general supervision, uses intermediate level knowledge and skills in securities trading / sales obtained through experience and/or training to assist … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …geographic location. Summer 2026 Capital Markets Fixed Income, Currencies and Commodities Sales & Trading internship - Cincinnati LOCATION -- Cincinnati, Ohio ... 45202 Fifth Third Bank, National Association is proud to have an engaged and inclusive culture and to promote and ensure equal employment opportunity in all employment decisions regardless of race, color, gender, national origin, religion, age, disability,… more
- SMBC (New York, NY)
- …to lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and Securities front… more
- JPMorgan Chase (New York, NY)
- …top achievers. **Job Summary** As a Lead Software Engineer within the Global Equity Derivatives Sales and Trading Platform team, you will play a pivotal role in ... and evolving your skillset. **Job Responsibilities** + Work directly with sales , trading , quant and technology teams to articulate new technology requirements… more
- MUFG (New York, NY)
- …**General Responsibilities** The Candidate will act as Global Markets Front Office Sales and Trading Project Manager responsible for specific deliverables within ... global/regional/Line of Business focused program initiatives. This role will report to a regional program lead and will be accountable for the core responsibilities identified below. This role will require the coordination of various functional resources in… more
- SMBC (New York, NY)
- …identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities ... including Primary Dealer and fixed income futures activity. + Provides advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance with regulatory requirements. + Advises and… more
- Bloomberg (New York, NY)
- …our client's primary market workflows - Collaborate with all groups within Enterprise Sales in furthering our electronic trading franchise - Take responsibility ... ETS (Electronic Trading Solutions) unites all of Bloomberg's cross-asset electronic...driving impact for both ETS and the overall Enterprise Sales department. At the forefront of our ET client… more
- Citigroup (New York, NY)
- The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...franchise and connect with key clients + Coordinate with Sales , Research, CMand and other organizations across Markets and… more
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