- M&T Bank (Clanton, AL)
- … Senior Compliance Advisor works under general supervision of the respective Senior Compliance Manager and/or Compliance Director but exercises a high level ... Audit , and other M&T subsidiaries and departments. The Senior Compliance Advisor also interacts with external contacts, including regulators/examiners, vendors,… more
- City National Bank (New York, NY)
- * SENIOR FIDUCIARY BUSINESS CONTROL MANAGER * *WHAT IS THE OPPORTUNITY?* This position will work directly with the City National Bank's ("CNB") and Business ... Control Officer ("BCO") and senior management of wealth management division of the organization....review and implementation of Policies and procedures related to fiduciary governance and will partner with the Controls Leadership… more
- Huntington National Bank (Detroit, MI)
- … activities by participating in fiduciary committees and meetings with senior trust management, Segment Risk, Internal Audit , and other key stakeholders, ... Description The Fiduciary Risk Manager reports to the...fiduciary standard of care, Reg 9, interaction with senior management, and the ability to collaborate across departments.… more
- JPMorgan Chase (New York, NY)
- …As a Risk Management - Investment Risk & Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk team, you will be responsible ... in ensuring that the business understands its investment and fiduciary risks and has robust standards, controls, and practices...T&E Business. + Act as the Legal Entity Risk Manager for Delaware and the Bahamas Trust entities. +… more
- Walmart (Bentonville, AR)
- …families through comprehensive programs focused on their physical, mental, and financial wellbeing. The Senior Manager of Accounting and Audit is pivotal in ... **Position Summary ** As the Sr. Manager of Accounting and Audit , you...ERISA requirements, including timely filing of Form 5500, maintaining fiduciary responsibility, and ensuring plan operations align with DOL… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce Internal Audit Team, you will develop and… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- City National Bank (Los Angeles, CA)
- …experience * CPA - Certified Public Accountant CPA, CIA, CISA, or CFA *Skills and Knowledge* * Senior Audit Manager (SME in Treasury) * 6 + years of required ... *SR. AUDIT MANAGER - TREASURY/FINANCE* WHAT IS THE...banks accounting and operating control environment. Wealth management and fiduciary audits in corporate, employee benefit, and personal trust… more
- TD Bank (Mount Laurel, NJ)
- …who support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective ... monitoring, risk assessment, reporting and other activities;** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- BMO Financial Group (Chicago, IL)
- …with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advises business/group on implications of new regulatory ... with incorporating compliance requirements into these initiatives. + Makes recommendations to senior leaders on strategy and new initiatives, based on an in-depth… more
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