- City National Bank (Raleigh, NC)
- * SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT &...tools. * Reviews audit reports drafted by the Senior Manager / Manager and reviewed by ... This role is responsible for directing and overseeing the Wealth Management and Banking audit functions of a large, complex enterprise. The role involves… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a ... governance and operational excellence! As an Audit Manager on the Asset and Wealth Management...the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex… more
- JPMorgan Chase (Jersey City, NJ)
- … testing, and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management, you will participate ... This is an opportunity to develop and execute annual audit plans, manage audit engagements, oversee and perform audit… more
- TD Bank (Mount Laurel, NJ)
- …support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective ... team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk… more
- Truist (Atlanta, GA)
- …the Enterprise Technology, Governance & Controls, and Risk Management organizations. The GCO Senior Risk Advisory Manager I is responsible for providing first ... business and regulatory change). + Provide oversight and support for open risk, audit , and regulatory issues. Evaluate the root cause, the corrective action plans,… more
- M&T Bank (West Hartford, CT)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more
- Citigroup (Irving, TX)
- The Wealth Senior Risk Officer will support the day-to-day execution of Wealth 's first-line risk management framework. The professional will closely follow ... policy compliance across the Enterprise Risk Management Framework for the Wealth organization. Excellent communication skills required in order to negotiate… more
- CIBC (Chicago, IL)
- …more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The Senior Audit Manager will focus on leading the ... and soundness, financial crimes or legal related matters. The Senior Audit Manager develops strong...focusing on audits of the financial crimes, broker dealer, wealth management or consumer protection function + Strong knowledge… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US Loan Review **Requisition ID:** 210150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... ambition for every future! **Purpose** The Audit Manager / Senior Audit Manager ...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- Capital One (Mclean, VA)
- Audit Senior Manager - Risk Management Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Senior Manager interested in becoming part of our… more
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